Product specialist for SAI360 GRC Application, performing configurations and enhancements. Supporting SMBC's integrated GRC activities with knowledge of risk management and compliance.
About the role
- Compliance Manager overseeing policy compliance for financial technology company specializing in credit cards. Leading policy development and management, collaborating with various stakeholders to ensure regulatory compliance.
Responsibilities
- Lead the development, review, and revision of organizational policies, procedures, and guidelines
- Ensure policies are aligned with current laws, regulations, and industry best practices
- Collaborate with cross-functional teams (e.g., legal, compliance, risk, and operations) to draft and update policies
- Monitor changes in relevant regulations and laws to ensure policies remain compliant
- Implement new regulatory requirements into existing policies and procedures
- Advise management on policy implications related to regulatory changes
- Support the effective implementation of policies across the organization
- Develop curriculum and deliver training materials or programs to ensure employees understand new or updated policies
- Ensure policies are consistently applied across all departments and functions
- Work closely with senior management, department heads, and external stakeholders (regulators, industry groups) to gather input and feedback on policy development
- Provide expertise and guidance on policy-related matters to senior leadership and staff
- Monitor the implementation and adherence to policies within the organization
- Collaborate with internal audit, risk, and compliance teams to identify gaps or areas of non-compliance
- Recommend corrective actions when policies are not being followed or when gaps are identified
- Maintain accurate records of policy documents, revisions, and approvals
- Prepare reports for senior management or the board of directors regarding the status of policy implementation and compliance
- Conduct periodic reviews of existing policies to ensure their continued relevance and effectiveness
- Drive initiatives to improve organizational policies, ensuring that they meet both legal requirements and business objectives
- Review and approve marketing materials and evaluate customer-facing correspondence to ensure alignment with federal and state regulatory requirements
- Provide clear, actionable compliance guidance and feedback to business stakeholders
- Collaborate with Legal team to interpret new or changing regulations and translate them into practical communication standards
Requirements
- Bachelor’s degree in business, Law, Public Policy, Risk Management, or related field required
- 2+ years of experience in policy management, compliance, legal, or risk management roles
- Certification in Compliance or Risk Management (e.g., CRCM, CCEP, or similar) is a plus
- Robust knowledge of relevant industry regulations and compliance requirements
- Exemplary research and analytical skills to assess regulations and their impact on policies
- Excellent communication and interpersonal skills to engage with stakeholders at all levels
- Attention to detail with a commitment to accuracy in documentation
- Ability to manage multiple projects and deadlines effectively
- Ability to lead and influence teams and senior leadership in policy matters
- Creative thinking to resolve complex policy-related issues
- Ability to work effectively with internal and external stakeholders, fostering a culture of compliance and policy awareness
- Integrity: Strong ethical standards with a commitment to ensuring the organization operates within legal and regulatory boundaries
Benefits
- Competitive compensation and benefits
- Hybrid work schedule
- Company committed to inclusion and diversity
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Estágio em Importação e Exportação na maior empresa de comércio exterior do Brasil. Auxiliando na organização e atualização de controles e dados, suporte às demandas administrativas.
Principal Regulatory Analyst responsible for developing regulatory strategy and advocating for PG&E with state and federal regulations. Leading policy implementation and managing complex regulatory issues for utility operations.
Governance and Strategy Principal managing critical risk and compliance topics at PG&E. Leading enterprise standards and facilitating strategic governance forums within Electric Risk and Compliance.
Global Product Safety & Compliance Manager at Nanit ensuring global product safety and compliance standards. Collaborating across teams to protect customers and brand integrity through regulatory governance.
Engineering Graduate at Hubbell, responsible for determining Country of Origin for products. Involves data analysis, regulatory compliance, and meeting monthly targets.
Senior Regulatory Affairs Specialist collaborating with cross - functional teams on regulatory strategy for medical device products at Siemens Healthineers. Ensuring compliance with global regulatory requirements and supporting product development efforts.
Compliance Manager ensuring regulatory compliance and managing compliance team at Thndr, an asset management firm democratizing investing access across MENA region.
Senior Trade Compliance Analyst ensuring compliance with international regulations at Alpargatas. Monitoring and managing customs procedures and trade compliance policies.
Compliance Coordinator managing project compliance for DOF in Aberdeen, UK. Supporting the compliance team to ensure adherence to regulations and internal requirements.