Vice President leading Technology Governance at LPL Financial, enhancing cyber program strategy and governance. Collaborating across teams to ensure compliance and risk management in financial services.
Responsibilities
Develop a governance program strategy and revise associated execution plans, operating model and KPIs
Uplift the cyber program strategy, charter, and associated metrics; define program accountability across the enterprise and advisor communities including our presence in India and recent acquisitions
Confirm program framework to include industry, regulatory and audit testing requirements; align and assess policy and standard population to identify gaps and opportunities for improvement including global governance.
Establish traceability based on the standard framework for policies, standards, controls, risks leveraging available tools and resources including automation
Take accountability for remediation items tied to governance findings, such as documentation or control gaps
Lead the control monitoring project including refine strategy, roadmap, use cases, and action plans to demonstrate time and risk reduction
Collaborate across Technology Governance Risk and Controls organization, Business Information Security Officers, Enterprise Risk Management, Internal Audit, technology and cybersecurity subject matter experts
Maintain regulatory requirements such as annual policy and standard reviews, and established enterprise standards and processes (e.g., enterprise policy templates)
Provide consultation relative to shifting landscape and impact on governance (e.g., AI standards)
Lead, mentor, and manage a team providing oversight and quality assurance
Requirements
8+ years of experience successfully operating in a governance leadership role within cybersecurity and technology for a highly regulated financial services firm
5+ years articulating, driving and measuring successful development or transformation in technology and cybersecurity
5+ years partnering across business lines and the 3rd LOD, influencing outcomes to meet governance, security, risk, regulatory and business objectives.
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