Compliance Manager ensuring regulatory adherence and supporting policy development within a fintech bank. Collaborating with teams to integrate compliance in products and promote a customer-centric culture.
Responsibilities
The Compliance Manager will play a pivotal role in supporting the Compliance function for our rapidly growing, regulated organisation.
Ensure adherence to regulatory requirements, support policy development, and foster a customer-centric culture.
Collaborate with the Head of Compliance to analyse and interpret relevant regulations.
Support the business with advising on frameworks for customer needs and regulatory requirements.
Partner with the product team on integrating compliance requirements into banking and lending products and services.
Promote a customer-centric approach within the compliance function and across the organisation.
Support the Chief Risk Officer and the Head of Compliance in updating and improving existing policies.
Perform other duties as assigned to meet business needs and support the overall compliance function.
Participate in compliance training and development initiatives for staff.
Requirements
Extensive experience across various facets of the Compliance function, including conduct risk, consumer credit regulations, payments, complaints handling, Treating Customers Fairly, conflicts of interest, financial promotions, anti-bribery and corruption, data protection, and other related areas (not all are required).
Regulatory compliance experience in the banking sector.
Knowledge of the SMCR.
A positive attitude and a strong willingness to learn.
Degree qualified in a relevant subject.
Benefits
Generous holiday time: 25 days annual leave
Personal days: 3 personal days to use as needed.
Employer-sponsored volunteer program: up to 4 hours per month of employer-sponsored volunteer time.
Mental health support: access to Spill, our mental health support partner.
Workplace pension: 5% employee contribution and a 3% employer top-up.
Top-notch equipment: MacBook laptop and support in establishing your home office.
Modern office: access to our modern office in Central London which includes a full gym.
Cycle to Work scheme: we encourage sustainable transportation.
Electric Car scheme: makes it easy for employees to reduce their carbon footprint.
Enhanced parental leave policy.
Room for growth: dedicated to providing employees with room to grow and excel.
Full healthcare for you and your nuclear family via Vitality.
Trainee in Infosec GRC at SEK developing security policies and handling risk assessments. Focusing on ISO standards and technical compliance across projects.
Compliance intern at Dräger assisting in the global compliance management system and related compliance processes in Lübeck. Gaining practical experience in an international compliance team.
Compliance Analyst responsible for ensuring regulatory compliance within the financial sector in Brazil. Engaging in policy development and collaboration with regulatory bodies.
Compliance Manager coordinating SOX, CFTC, FERC compliance activities for NextEra Energy. Collaborating with teams to ensure regulatory adherence and mitigate compliance risks.
Global Trade Compliance Specialist managing international trade compliance and strategies at McCormick. Analyzing regulations and ensuring adherence to laws for importing and exporting activities.
Compliance Testing Manager at TD Bank responsible for independent testing oversight and QA. Leading compliance initiatives and providing expertise across projects and engagements.
Senior Compliance Testing Analyst executing independent testing of compliance controls at TD Bank. Collaborating with Compliance Monitoring and Testing Program Team on various testing engagements.
Manage the registration and post - registration of food products at Tirolez, Brazil's largest cheese manufacturer. Ensure compliance with regulatory requirements and maintain quality standards.
Compliance Analyst at Viveo investigating and managing regulatory adherence for health products across Brazil. Responsible for conducting investigations and reporting findings effectively.