Regulatory Specialist managing site activation and compliance for clinical trials at IQVIA. Responsible for regulatory documents and project timelines ensuring adherence to operational procedures.
About the role
- Quality Analyst ensuring quality of Client or Third-Party Risk Assessments in Birmingham. Identifying improvement opportunities, maintaining high standards, and promoting excellence in quality.
Responsibilities
- Complete quality checks on critical processes, providing constructive feedback on findings and recommending any corrective action
- To always remain independent and fair whilst applying a level of pragmatism and judgement when carrying out any quality checks
- Liaise with management to provide positive feedback and help identify through quality checking activity any potential larger risks or trends
- Provide team support including holiday cover and act as an escalation point for any complex queries
- Develop awareness/familiarity of the relevant firm's compliance policies, independence rules and systems that support the procedures
- Ad hoc involvement in Group Corporate Services wide projects as required
Requirements
- Experience of working within quality control and assurance
- Subject matter experience working with and applying AML/KYC policies and procedures including production of Client or Third-Party Risk Assessments
- AML knowledge, application of Customer Due Diligence as well as application and interpretation of AML SOPs and policy is essential
- Have a strong track record of identifying issues/errors and recommending improvements where appropriate
- A pragmatic and logical approach to analysis and problem solving, ability to take decisions based on facts and circumstances applying principles learned
- Excellent communication and interpersonal skills
- Ability to work independently and as part of a team
- Strong attention to detail and commitment to quality
- Ability to manage deadlines effectively
- Confident and articulate communicator, both written and verbal
- Strong proficiency in Microsoft Office Suite (CoPilot, Excel, PowerPoint and Word)
Benefits
- Hybrid working with a minimum of 2 days in the office a week
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Trade Compliance Analyst supporting North American Trade Compliance while ensuring adherence to international trade regulations. Evaluating USMCA qualifications and collaborating with cross - functional teams.
Senior Manager executing compliance tests and supporting risk - based programs in investment management at T. Rowe Price. Collaborating with compliance and legal teams to mitigate risks and ensure regulatory adherence.
Compliance Monitoring Analyst ensuring global regulatory compliance at a leading trading platform. Monitoring and evaluating systems and controls within the compliance team.
Auditor leading complex operational audit engagements to evaluate internal controls and compliance. Joining Protective Life's Operational Compliance Internal Audit team to support operational excellence.
Governance, Risk & Compliance Specialist managing security compliance for Skroutz while operationalizing key regulatory and legal requirements. Collaborating across teams to ensure ongoing compliance.
GRC Technology Consultant involved in technology - enabled risk transformation projects in adaptive environments. Acting as a bridge between business and risk management teams for effective integrations and compliance.
Compliance Operations Executive at Zen Educate ensuring candidates meet compliance requirements to work with schools. Collaborating with teams to expedite candidate onboarding and maintaining documentation standards.
Regulatory Reporting Expert responsible for EU reporting and collaboration with regulatory authorities at international bank in Zürich. Involvement in process optimization and regulatory changes.
Analyst ensuring compliance with information security policies at CRH Talento in IT. Responsible for monitoring controls and compliance with regulations in the information security sector.