About the role

  • Senior Compliance Consultant ensuring compliance within the insurance industry. Providing coaching, policy maintenance, and guidance to advisors and teams in a hybrid work environment.

Responsibilities

  • Provide coaching and mentoring to members of the Compliance team
  • Act as the resource and escalation point for advisor queries and concerns
  • Create, maintain, promote and audit policies and procedures for compliance
  • Ensure contracted Advisors are aware of legal and regulatory requirements
  • Identify areas of vulnerability relative to prevailing regulations
  • Manage client complaints and maintain records of the complaint process
  • Provide guidance to various departments as required
  • Participate in projects related to risk management and compliance issues

Requirements

  • 10+ years in the financial services industry
  • Minimum of 5 years in a regulatory compliance role
  • Excellent knowledge of provincial laws and regulations governing insurance
  • Excellent knowledge of applicable federal legislation such as PIPEDA and Anti-Money Laundering/Anti-Terrorist Financing
  • Strong aptitude for regulatory and legal research
  • Experience coaching and supporting others
  • Advanced level of the English and French language required

Benefits

  • Hybrid work environment (work from home up to 3 days per week)
  • Opportunities for professional development and skills training
  • Inclusive and equitable workplace culture

Job title

Senior Compliance Consultant

Job type

Experience level

Senior

Salary

CA$85,000 per year

Degree requirement

Bachelor's Degree

Location requirements

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