Senior Compliance Consultant ensuring compliance within the insurance industry. Providing coaching, policy maintenance, and guidance to advisors and teams in a hybrid work environment.
Responsibilities
Provide coaching and mentoring to members of the Compliance team
Act as the resource and escalation point for advisor queries and concerns
Create, maintain, promote and audit policies and procedures for compliance
Ensure contracted Advisors are aware of legal and regulatory requirements
Identify areas of vulnerability relative to prevailing regulations
Manage client complaints and maintain records of the complaint process
Provide guidance to various departments as required
Participate in projects related to risk management and compliance issues
Requirements
10+ years in the financial services industry
Minimum of 5 years in a regulatory compliance role
Excellent knowledge of provincial laws and regulations governing insurance
Excellent knowledge of applicable federal legislation such as PIPEDA and Anti-Money Laundering/Anti-Terrorist Financing
Strong aptitude for regulatory and legal research
Experience coaching and supporting others
Advanced level of the English and French language required
Benefits
Hybrid work environment (work from home up to 3 days per week)
Opportunities for professional development and skills training
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