Risk Assurance Associate I conducting audit and compliance reviews in a full - service accounting firm. Focusing on financial reporting, internal controls, and client engagement in the Bay Area.
About the role
- Risk Specialist providing operational support for the risk management program at Sugarloaf Corp. Ensuring compliance, facilitating audits, and maintaining vendor management processes.
Responsibilities
- Responsible for the day-to-day operational support for the risk management program.
- Provides support to branches and colleagues by responding to inquiries related to QA documents and file maintenance.
- Reviews and validates credit union documentation to ensure completeness and adherence with established guidelines.
- Conducts daily reviews of new account reports related to deposits.
- Prepares weekly reports for all departments and branches and ensures member files are accurately maintained and updated.
- Maintains the development of the complaint management process.
- Responsible for maintenance of the Business Continuity Program.
- Facilitates the collection and organization of data for the internal audit program in collaboration with the Risk Manager and external auditors.
- Supports the risk management program by analyzing audit exceptions and findings to identify risk trends, recommending solutions, requesting steps to mitigate risk, promoting prevention plans, and monitoring the event resolution.
Requirements
- Associates or better in Finance or related field.
- Computer proficiency with MS Office, including Word, Excel and PowerPoint, Internet, and Email.
- Understanding of related legal requirements.
- Minimum 3-5 years of related experience.
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