Manager, Compliance overseeing federal clients' FOIA compliance and federal contracting adherence. Leading strategic guidance and compliance operations with a focus on effective audits and training.
About the role
- Senior Regulatory Reporting professional leading and scaling regulatory operations services at G MASS Consulting. Overseeing multi-team operational function for managed reporting solutions to clients in finance.
Responsibilities
- Lead the strategic direction and growth of the regulatory operations service offering.
- Build and develop high-performing teams, ensuring the right structure and capabilities to support multiple clients.
- Create and maintain operational runbooks, procedures, and training materials to support consistency and scalability.
- Define KPIs and success measures to assess client engagement, service quality, and operational performance.
- Implement tracking processes to monitor workloads, support scope, and delivery timelines.
- Establish clear approval and prioritisation frameworks for new, complex, or non-standard reporting requests.
- Set and align RACI models and SLAs across internal teams to ensure clarity of ownership and expectations.
- Champion automation, efficiency, and standardisation initiatives across the service offering.
- Work with internal and external stakeholders to prioritise and deliver reporting improvements and enhancements.
Requirements
- 8+ years’ experience in regulatory transaction reporting gained in a major financial institution or consultancy.
- Strong hands-on knowledge of key global reporting regimes (e.g., EMIR, MiFID, CFTC/SEC-SBSR, SFTR, ASIC, MAS, HKMA, CSA).
- Proven track record in building, leading, and developing global operations teams within the regulatory reporting space.
- Solid understanding of derivatives products, transaction data, and reference data, with the ability to interpret regulatory requirements and translate them into operational processes.
- Broad familiarity with front-to-back functions across financial institutions.
- Good understanding of OTC and exchange-traded derivatives infrastructure, including trading venues, clearing houses, and external service providers.
Benefits
- Salary: £90,000-120,000 depending on experience.
- 12-months initial contract, with a view for permanent internalisation with the end client.
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Compliance Officer conducting onsite and remote branch examinations at Aviso Wealth. Join our dynamic team improving the financial well - being of Canadians through compliance oversight.
Group Regulatory Policy Manager overseeing regulatory policy strategy and advocacy at Lloyds Banking Group. Collaborating across teams to enhance regulatory insights and communications.
Compliance Assistant Manager supporting regulatory and business change activities at Western Alliance Bank. This role involves oversight, guidance, and collaboration across multiple business lines.
Compliance Specialist in research administration at WashU. Developing knowledge of programs and ensuring compliance with policies and regulations.
Global Regulatory Lead managing regulatory strategies and compliance for new pharmaceutical products. Collaborating with global teams and authorities throughout the product lifecycle.
Manager of Software Audit overseeing software license compliance and SAM capabilities at Gap Inc. Collaborating cross - functionally to analyze software usage and enforce adherence to licensing requirements.
Security Worker responsible for maintaining security at Kauffman Stadium. Conducting patrols, inspections, and collaborating with local authorities for safety management.
Director of US Regulatory Affairs leading end - to - end labeling processes in a biopharmaceutical company. Collaborating with cross - functional teams ensuring compliance in labeling development and management.
Compliance Officer providing proactive regulatory compliance and risk advisory for Canadian Reinsurance businesses. Supporting local teams and managing compliance frameworks for Swiss Re Canada.