Chief of Regulation overseeing programmatic and operational activities for Florida's Division of Licensing. Responsible for budget management and ensuring compliance with policies and procedures.
About the role
- Transaction Reporting Analyst supporting regulatory reporting needs of clients. Engaging with clients to resolve reporting issues and enhance their understanding of reporting frameworks.
Responsibilities
- Act as a primary point of contact for client queries, ensuring issues are tracked, progressed, and resolved within agreed timelines
- Support clients in understanding system functionality and guide them through the resolution of transaction reporting issues
- Participate in client onboarding activities, including training sessions and on-site engagements where required
- Proactively identify, escalate, and monitor issues to closure, working closely with internal teams as needed
- Contribute to testing activities such as validation checks and user acceptance testing to support effective issue resolution
- Deliver support on bespoke, client-specific initiatives and ad-hoc projects
Requirements
- Proven experience in a client-facing role, with the ability to manage stakeholders effectively
- Exposure to regulatory reporting frameworks such as EMIR, MiFID, SFTR, ASIC, CFTC and/or SEC
- Background in financial services, ideally within securities finance or capital markets environments
- Understanding of transaction reporting processes and data requirements
- Strong ability to quickly grasp technical concepts and work confidently with complex systems
- Advanced Microsoft Excel skills for data analysis, investigation, and issue resolution
- Working knowledge of SQL and APIs, or a strong willingness to develop these skills
- Experience using third-party or vendor reporting platforms is an advantage
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Tech skills
Location requirements
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