Compliance Director leading compliance for payment capabilities and cash management at Fidelity Brokerage Services. Ensure regulatory adherence and support diverse products and services within the firm.
About the role
- Bilingual Director supporting risk and compliance processes at Futurpreneur. Leading a team to enhance loan adjudication and client experience with a focus on credit analysis.
Responsibilities
- Play a pivotal role in supporting the quality and effectiveness of our loan adjudication and compliance process
- Lead and coach a team of credit and compliance professionals
- Act as a subject matter expert regarding the eligibility and viability of loan applications
- Perform some loan adjudication and oversee the compliance process
- Support new initiatives, data analytics, key stakeholder reporting
- Ensure credit adjudication team is updating internal reference and training materials as required
- Provide ongoing support to client relationship and business development teams
- Supervise, coach, and motivate the NCA and Compliance teams
- Conduct quarterly performance management reviews with team members
- Direct the thorough analysis and decisioning of client applications
Requirements
- Relevant experience with a focus in Finance, Business Administration or a closely related field or equivalent hands-on career experience
- Eight (8) years or more experience in a financial services or similar role with a focus on credit analysis and adjudication, compliance, reporting and analytics
- Experience with risk and compliance data analytics tools and reporting, identifying trends and providing insights
- Bilingualism in French & English (spoken & written) is required
- Clear and confident communicator, skilled at engaging and connecting with diverse audiences
- Collaborative and adaptable team player, bringing a proactive, solutions-focused mindset
- Strong organizational skills, able to balance multiple priorities effectively in a dynamic hybrid work environment
- Demonstrated experience of leading and coaching teams
- Good working knowledge of the Canadian business and regulatory landscape
- Demonstrated experience working with a client relationship management system
- Intermediate to strong Microsoft Office skills, including Excel
Benefits
- Health and dental benefits
- Flexible work environment
- Hybrid work model with flexible hours
- Paid vacation
- Personal days
- Summer hours
- End of December office closure
- Health spending account
- Mental wellness support
- RRSP matching program
- Learning allowance
- Coaching program
- Access to an e-learning platform
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