Supplier Risk Manager overseeing supplier risk management and compliance at Lloyds Banking Group. Building relationships with internal teams and external partners while providing critical risk oversight.
About the role
- Risk Analyst managing AML compliance within FIS, the largest FinTech company worldwide. Collaborating with business leaders on cybersecurity risks and operational improvements.
Responsibilities
- Leading or partnering with business units to development, implement and administer operational controls, AML related controls, mitigation strategies, implement policies and programs of regulated entities, i.e., trust company or bank.
- Acting as a specialist on AML transaction matters, related operational risk items, including proactively identifying areas of regulatory or compliance gaps and working across the organization to define and implement solutions.
- Supporting AML/BSA compliance efforts including monitoring risk indicators and supporting investigations.
- Monitoring risk events and AML-related alerts and escalating where appropriate.
- Coordinating with third parties on reporting and testing activities.
- Responsible for regulatory updates related to outsourcing and trust accounting activities.
- Actively monitoring portfolio-wide risk events and escalates where necessary.
- Interacting internal and external teams to ensure compliance with policies, controls and regulations.
- Effectively managing multiple projects and responsibilities with various business segments to develop, administer and/or evaluate risk and audit programs.
- Support and administer governance functions within the regulated entity.
- Other related duties assigned as needed.
- Contributing to other OKRs established for the team and the portfolio.
- Preparing reports for regulatory bodies and senior management on operational metrics, risk management activities and compliance status.
Requirements
- Experience and understanding of day-to-day operational functions within trust companies
- Experience with BSA/AML laws and requirements.
- Understanding of risk management frameworks and operational controls, control testing, and control design.
- Minimum of 5 years of experience in AML or corporate risk management functions.
- Risk or audit experience in financial services/software industry a plus.
- Proven track record of successfully managing operational risks and implementing risk management frameworks.
- An understanding of AI integrations into workflows and best practices.
- Ability to work independently and as part of a team.
- Detail-oriented with strong organizational skills.
- Strong understanding of regulatory requirements and compliance standards.
- Excellent verbal and written communication skills to audiences of various levels in the organization, e.g., executive, management, individual contributors.
- Excellent analytical, decision-making, problem-solving, interpersonal, team, customer service, negotiation, conflict management and time management skills.
- Ability to persuade and influence others on the best approach to take.
- To be proactive and resourceful.
Benefits
- Opportunities to make an impact in fintech
- Personal and professional learning
- Inclusive, diverse work environment
- Resources to give back to your community
- Competitive salary and benefits
- An inclusive workspace built on collaboration, flexibility and respect.
- A salary and benefits package that reflects your hard work.
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
ICT Risk & Third Party Manager collaborating with compliance team on risk management. Driving regulatory compliance and ensuring robust risk reporting for digital asset custody services.
Business Unit Risk Specialist advising on risk management in Corporate Technology & Operations. Engaging with stakeholders and providing expertise on operational risks and compliance.
Manager, Model Risk Management focusing on model validation at Synchrony. Ensuring compliance with regulatory standards in risk management and model governance.
Principal Technology Risk Manager at BECU enhancing technology risk management across a diverse tech ecosystem. Collaborating with teams to mitigate risks and influence executive decisions.
Metadata Governance Lead at Huntington Bank shaping technology and metadata operational standards. Driving consistent governance and enabling high - quality data delivery across the enterprise.
Senior Risk Associate enhancing risk controls and collaborating with stakeholders at Capital One's Retail Bank. Responsible for executing control testing and advising on control designs.
SOX Risk Professional at U.S. Bank ensuring compliance with risk management frameworks. Collaborating with business lines and audit teams to identify and mitigate risks.
Financial Analyst performing financial and analytical activities for critical business projects in Risk Management. Collaborating with various teams to uphold financial integrity and fulfill departmental objectives.
Associate providing oversight of capital management risk for TD's Capital Risk & Governance team. Involves independent risk management oversight and compliance with regulations.