About the role

  • Operational Risk Analyst with oversight in risk management initiatives for Trader securities. Collaborating with teams for effective operational practices in a dynamic environment.

Responsibilities

  • Assist with ongoing development, rollout and maintenance of the Operational Risk and TPRM Programs.
  • Perform third party risk assessment during onboarding and for periodic reviews.
  • Work with the first line of the defense (1LoD) to develop KRIs, and monitoring for elevated risks.
  • Assist the 1LoD with operational incident reporting, conducting incident root cause analysis and reporting to management.
  • Assist business managers to perform Risk and Control Self-Assessments and reviewing the responses.
  • Maintain strong relationships with business management and providing risk training.
  • Develop risk reporting and dashboards to meet the needs of business management and ORM.
  • Identify and document potential risks associated with the operational processes across the firm including trading and operations.

Requirements

  • Bachelor’s degree, preferably in a business-related subject.
  • 5+ years of experience in operational risk and/or third party risk management.
  • Risk management certification preferred (e.g. CRISC).
  • Hands on experience of Operational Risk processes (e.g. RCSA, KRI, Incident/Issues Management, Scenario Analysis, and risk reporting).
  • Financial services industry experience, preferably in the broker/dealer or banking sectors.
  • Strong organizational, documentation, analytical, presentation, and communication skills (written and verbal).
  • Strong analytical approach and a focus on bringing new ideas to increase efficiency/ automation.
  • Experience using and administering eGRC systems.

Benefits

  • Competitive Benefits Package (Medical, Dental and Vision)
  • Ancillary Insurance (Basic Life Insurance, AD&D Insurance, and Short & Long-term Disability)
  • Flexible Spending and Health Savings Accounts (FSA and HSA)
  • Employee Assistance Program (EAP)
  • Comprehensive health and wellness benefits
  • Parental Leave
  • Family building benefits
  • 401(k) with company match
  • Paid Time Off and holidays
  • Professional development, educational assistance and training programs
  • Community Engagement Programs

Job title

Operational Risk Analyst

Job type

Experience level

Mid levelSenior

Salary

$105,000 - $115,000 per year

Degree requirement

Bachelor's Degree

Location requirements

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