Operational Risk Analyst with oversight in risk management initiatives for Trader securities. Collaborating with teams for effective operational practices in a dynamic environment.
Responsibilities
Assist with ongoing development, rollout and maintenance of the Operational Risk and TPRM Programs.
Perform third party risk assessment during onboarding and for periodic reviews.
Work with the first line of the defense (1LoD) to develop KRIs, and monitoring for elevated risks.
Assist the 1LoD with operational incident reporting, conducting incident root cause analysis and reporting to management.
Assist business managers to perform Risk and Control Self-Assessments and reviewing the responses.
Maintain strong relationships with business management and providing risk training.
Develop risk reporting and dashboards to meet the needs of business management and ORM.
Identify and document potential risks associated with the operational processes across the firm including trading and operations.
Requirements
Bachelor’s degree, preferably in a business-related subject.
5+ years of experience in operational risk and/or third party risk management.
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