Regulatory Affairs Business Partner in a growing pharmaceutical company responsible for registration procedures in the EU. Preparing documentation and collaborating with various teams for compliance and regulatory strategy.
About the role
- Compliance Operations Associate overseeing AML processes for fintech company Currenxie. Managing customer onboarding and transaction monitoring to ensure compliance with regulations.
Responsibilities
- This is a wide-ranging AML role, with scope to oversee the onboarding of new customers as well as the monitoring of their transactions
- You will be responsible for working with the HK-based team to manage the onboarding of all new international and corporate clients of Currenxie
- Ensuring that appropriate CDD / KYC and AML checks are carried out on all customers in accordance with local regulatory requirements and the Company standards and procedures
- Analysis of situations to identify AML issues and red flags, gaps, and risks in customer information and documentation both at onboarding level and on a periodic basis
- Work closely with the global team to monitor and book live transactions, with emphasis placed on usual activity or red flags, identification of AML issues, and discrepancies in information
- Assist in meeting the Company’s SLA’s set for Customer Periodic Reviews, Customer Screening, Transaction Processing, Fraud Risk Management, and Customer or Transaction Interventions.
Requirements
- Minimum of at least 3 years of relevant experience in an operational compliance or AML based role, preferably within the fields of banking, fintech or cryptocurrency
- Advanced knowledge of red flags and financial crime typologies relevant to the payments and FX space
- Fluency in written and spoken English
- Personable, approachable, positive, and ability to work in an energetic environment with a diverse mix of staff
- Self-starter with the ability to work independently and as part of a team
- Highly organised with a deadline-driven approach to delivery of services
- Attention to detail and ability to extract learnings for cross-application
- Experienced in the provision of accurate and timely management information and reports
- Highly adaptable in meeting the needs of internal stakeholders and partnering with the same to overcome complex issues
- Excellent verbal and written communicator with strong interpersonal skills.
Benefits
- Ongoing liaison between settlements, client service and the broader compliance team to ensure completion of transactions
- Management of anomalies are in line with firm policy
- Draft and monitor information requests to and from partner banks to ensure responses are in line with bank set and internal deadlines
- Assist with the provision of accurate information in a timely manner to internal and external stakeholders
- Ongoing liaison with overseas entities to ensure effective communications and continuity of actions.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Join Sanofi's Graduate Programme in Quality & Compliance to support quality systems and assist regulatory submissions while working in Spain.
Compliance Specialist ensuring all operations meet regulatory standards in vaccine manufacturing. Providing training and developing effective compliance programs in a leading global vaccine company.
Head of Audit: Compliance and Operational Risk overseeing risk profile definition for the bank's audit operations. Supporting the executive management with compliance and operational risk management.
Assistente Societário e Regulatório em São Paulo, atuando em processos de legalização com foco em órgãos públicos e solicitações. Efetua gestão de certificados digitais e registros societários.
License Compliance Associate driving compliance sales opportunities while assisting customers with audit processes and sales needs for TDCX.
Senior Publisher preparing and submitting regulatory documents for compliance with FDA and EMA. Collaborating with cross - functional teams and leading regulatory operations initiatives.
Senior Analyst in audit and regulatory support at LPL Financial. Ensuring operational efficiency and compliance in the New Accounts Operations department.
Manager overseeing compliance processes and team coordination at PwC. Focused on data quality, workflow management, and training in compliance reporting.
Analista de Compliance at Tecnofit, ensuring regulatory alignment and effective KYC processes. Collaborating across teams to strengthen compliance culture and internal processes.