Compliance & Risk Consultant in PG&E's Governance and Compliance group. Supporting NERC compliance and leading audit initiatives while ensuring adherence to regulations.
About the role
- Compliance Analyst monitoring regulatory compliance in a bank, collaborating with risk managers and improving processes. Requires a Master's or Bachelor's degree and relevant experience.
Responsibilities
- Ongoing monitoring of compliance with regulatory requirements across the banking group from the perspective of the 2nd Line of Defense (2nd LoD)
- Regular review of business units to ensure adherence to external and internal policies (MiFID, AML, etc.)
- Assessment of regulatory compliance within the business areas
- Support for risk managers in implementing regulatory updates and best practices in systems, with the goal of optimizing global compliance standards and strengthening the control environment
- Review of compliance for all documents and brochures, and assessment of the suitability of investment products for customers' risk profiles
- Review of regulations in target markets with respect to sustainability and appropriateness
- Risk analysis and preparation of reports for department management
- Definition of minimum standards regarding compliance policies
- Participation in group projects for the continuous improvement of relevant processes and procedures
- Participation in initiatives to establish new methods and standards
- Maintenance of the compliance risk management framework, including coordination of global compliance programs and regulatory audits
- Collaboration with the lines of defense within the group.
Requirements
- Master’s or Bachelor’s degree in Law or Economics/Business Administration
- CFA, CAS or DAS in Compliance or Risk Management
- Professional experience in legal, compliance or audit roles at an international bank in compliance, regulatory or risk management functions, or in banking audit at a Big Four firm
- Interest in risk control in investment advisory, portfolio management and related processes
- Interest in applying broad compliance knowledge to identify and mitigate risks such as MiFID, AML, etc.
- Interest in problem definition, data collection, fact-finding, data interpretation and drawing valid conclusions
- Analytical mindset and independent, solution-oriented thinking
- Comfortable with multitasking and handling complex situations
- Sound judgment
- Discretion
- IT skills and experience with compliance tools and data analysis software
- Good knowledge of MS Office
- Fluent in German and English.
Benefits
- Health care benefits
- Pension/retirement benefits
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
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