Compliance Associate supporting the delivery and evolution of compliance framework at Hayfin. Collaborating with teams firmwide to promote a strong compliance culture.
About the role
- Senior Manager overseeing compliance assurance at CommBank's Retail Banking Services. Drive enhancements and manage compliance obligations and frameworks within a high-profile team.
Responsibilities
- Preparing reports and presenting insights which will effectively call others to action the enhancement of our compliance with our obligations and internal compliance framework.
- Developing and executing advisory and deep dive reviews to identify areas where we could improve the compliance with our obligations, then working with business stakeholders to design solutions that meet our compliance and business requirements.
- Maintaining a detailed understanding of RBS’s business and risk profile and advise on areas of assurance and controls testing.
- Supporting the EM Compliance Assurance across stakeholder management engagement with Group Compliance and RBS stakeholders.
- Overseeing work conducted in this team and in others and providing coaching and feedback.
Requirements
- Proven experience in assurance/consulting roles, including Big 4 audit, risk assurance or consulting, in-house internal audit, and/or Line 2 assurance.
- Strong working knowledge of financial services law and practice pertaining to retail banking services is desired, however a continued interest in learning is required.
- Experience working with senior business leaders in managing issues/control gaps.
- Good organisational skills and the ability to manage competing priorities in a high-volume work environment.
- Good judgement capability, and an ability to make sound decisions in a timely manner using a variety of information.
- Excellent stakeholder management skills and the ability to inspire others to action
- Good people management skills.
- Excellent written and verbal communication skills, with the ability to produce a wide range of communications, including senior facing reports.
- The ability to analyse data to identify issues and communicate concerns.
Benefits
- flexible working options including changing start and finish times
- Professional development opportunities
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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