Regulatory Reporting QA Vice President in finance overseeing compliance assessments and internal controls. Leading testing activities and guiding associates on regulatory reporting standards.
Responsibilities
Conduct independent risk-based assessments of U.S. regulatory reporting processes to evaluate reporting accuracy, completeness, and conformance with regulatory requirements.
Apply significant regulatory reporting expertise in a senior assessment role, responsible for leading complex testing activities and mentoring Associates.
Lead key segments of quarterly assessments, manage planning and scoping for high-risk areas, and oversee execution of testing procedures.
Responsible for continuous risk monitoring, issue validation, and contributing to methodology enhancements.
Requirements
Bachelor’s degree in Accounting, Finance, Business Analytics, or related field; advanced degree or professional certification (CPA, CIA, CFA) preferred.
5+ years of experience in audit, regulatory reporting, or internal control assessment, with demonstrated leadership in complex testing engagements.
Extensive knowledge of U.S. regulatory reports (e.g., FR Y-9C, FR 2052a) and related instructions, and banking products (loans, deposits, derivatives, securities).
Strong analytical, problem-solving, and communication skills, with ability to present to senior management.
Familiarity with data governance, data quality concepts, and regulatory requirements.
Ability to manage multiple priorities and lead teams in a fast-paced environment.
Benefits
Competitive portfolio of benefits to its employees
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