About the role

  • Regulatory Reporting QA Vice President in finance overseeing compliance assessments and internal controls. Leading testing activities and guiding associates on regulatory reporting standards.

Responsibilities

  • Conduct independent risk-based assessments of U.S. regulatory reporting processes to evaluate reporting accuracy, completeness, and conformance with regulatory requirements.
  • Apply significant regulatory reporting expertise in a senior assessment role, responsible for leading complex testing activities and mentoring Associates.
  • Lead key segments of quarterly assessments, manage planning and scoping for high-risk areas, and oversee execution of testing procedures.
  • Responsible for continuous risk monitoring, issue validation, and contributing to methodology enhancements.

Requirements

  • Bachelor’s degree in Accounting, Finance, Business Analytics, or related field; advanced degree or professional certification (CPA, CIA, CFA) preferred.
  • 5+ years of experience in audit, regulatory reporting, or internal control assessment, with demonstrated leadership in complex testing engagements.
  • Extensive knowledge of U.S. regulatory reports (e.g., FR Y-9C, FR 2052a) and related instructions, and banking products (loans, deposits, derivatives, securities).
  • Strong analytical, problem-solving, and communication skills, with ability to present to senior management.
  • Familiarity with data governance, data quality concepts, and regulatory requirements.
  • Ability to manage multiple priorities and lead teams in a fast-paced environment.

Benefits

  • Competitive portfolio of benefits to its employees

Job title

Vice President, Regulatory Reporting QA

Job type

Experience level

Lead

Salary

$130,000 - $175,000 per year

Degree requirement

Bachelor's Degree

Location requirements

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