Trade Compliance Manager responsible for import/export compliance in the APAC region at Brooks. Collaborating with stakeholders to ensure adherence to trade compliance regulations.
About the role
- Senior Associate supporting regulatory oversight in global financial services. Responsible for disclosures, reports, data management, collaboration, and process enhancement.
Responsibilities
- Responsible for supporting the monitoring, identification and preparation of Substantial Shareholder disclosures and corresponding regulatory reports on a global basis; including Takeover Panel, Short Position and Sensitive Industry reporting.
- Perform requisite data analysis, aggregation and quality control.
- Prepares various monthly reports for internal businesses and groups within the firm.
- Prepares/Reviews a variety of securities-related risk management reports.
- Performs data management, quality control and investigative research in support of regulatory reporting.
- Collaborates with internal businesses, domestically and internationally, on data enhancement and reconciliation.
- Participates in projects / process enhancements from end to end.
- Ability to leverage AI to streamline and modernize workflows.
- Reviews and makes recommendations on necessary procedural/control changes and contributes to the achievement of team objectives.
Requirements
- Bachelors degree or the equivalent combination of education and experience is required
- 3-6 years of total work experience preferred
- Proficient with MS Excel required and technical experience a plus
- Knowledge of the Financial Services Industry required
- Strong collaborative skills are preferred to work in this collegial team environment
- Strong communication skills, problem-solving abilities preferred
Benefits
- highly competitive compensation
- access to flexible global resources and tools for your life’s journey
- focus on your health
- foster your personal resilience
- reach your financial goals as a valued member of our team
- generous paid leaves
- paid volunteer time
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Business Risk Professional at U.S. Bank managing risk and ensuring compliance with regulations. Collaborating with teams to perform data reconciliation and submit regulatory reports efficiently.
Sr. Regulatory Affairs Specialist supporting regulatory activities for Cochlear's implantable hearing technologies in Japan. Collaborating across functions to drive efficient product registrations and compliance.
VP Compliance role managing compliance oversight of FIS regulated entities globally. Leading compliance teams and regulatory engagement while supporting business objectives based in Ireland.
Associate Director responsible for overseeing GMP compliance audits in Global Quality Technical and Compliance Team at Animal Health sites. Focused on ensuring regulatory compliance and effective audit program management in the pharmaceutical industry.
Expert Analyst enhancing compliance program for PG&E's electric operations. Providing guidance, tools, and testing for risk and compliance initiatives.
Electric Compliance and Risk Consultant providing oversight of NERC Planning standards within Electric Engineering operations. Collaborating with various business units to ensure regulatory compliance and improve internal controls.
Expert Compliance & Risk Consultant collaborating with engineering and operations for NERC compliance oversight. Supporting mitigation plans and developing internal controls within utility regulatory framework.
Senior management role overseeing technology compliance and risk management initiatives across wealth technology in India. Collaborating with stakeholders, and ensuring robust controls and compliance measures are in place.
International Regulatory Affairs Senior Specialist advancing global market access by providing technical support to ensure compliance for medical devices. Focused on facilitating registrations, renewals, and quality approvals.