Data Product Manager at Barclays directing data architecture to support business strategy and stakeholder needs. Collaborating with engineers and analysts to ensure data quality and accessibility.
About the role
- Senior Compliance Analyst supporting ACA's compliance services related to regulatory filings and anti-money laundering. Assisting in various compliance initiatives and client engagements while promoting professional development.
Responsibilities
- Assist with ACA service offerings including regulatory filings
- Expert network chaperoning
- Anti-money laundering support
- Electronic communication review
- Code of ethics and personal trading reviews
- Marketing review
- Analyze clients’ books and records
- Interpret complicated documents to identify potential regulatory risks
- Assist with planning of upcoming reviews
- Draft reports summarizing ACA’s review and findings
- Assist with oversight of certain managed services client engagements
- Participate in training and career development via assigned courses
- Maintain internal knowledge resources
- Perform other ad-hoc work/special projects as necessary
Requirements
- Bachelor’s degree
- At least 1 year of KYC investor onboarding experience
- General working knowledge of relevant federal securities laws and associated rules and regulatory positions behind them
- Skills and attributes for success: Demonstrated professional integrity, dependable, flexible, adaptable
- Ability to exercise discretion and make independent judgments
- Ability to work in a fast-paced, small team environment
- Ability to establish and maintain effective working relationships
- Highly motivated and goal oriented; pro-active in education and career progression
- Strong organizational and problem-solving skills with attention to detail
- Strong oral and written communication skills
- Proficient with Microsoft Office applications
Benefits
- Medical and dental coverage
- 401(k) plans
- Paid time off options
- Flexible work environment
- Time off for designated ACA Paid Holidays
- Summer Fridays
- Personal/Family Care
- Other leaves of absence for well-being
- Student Debt Forgiveness
- Pet Insurance
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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