Head of Compliance at Compass managing enterprise risk, information security, and multi - jurisdictional regulatory compliance. Building compliance frameworks in an exciting high - growth SaaS environment.
About the role
- Senior Risk and Compliance Manager leading design and oversight of KYC processes at an AI-driven advisory firm. Collaborate across service lines and ensure compliance with regulatory requirements.
Responsibilities
- Assist the Chief Legal and Risk Officer in maintaining an enterprise risk register.
- Lead the development and enhancement of the firm’s engagement risk framework, including scoping, due diligence, onboarding, and acceptance.
- Oversee client acceptance and continuance reviews, escalating high-risk matters.
- Collaborate with partners to ensure consistent risk protocols across tax, advisory, and deals engagements.
- Manage engagement risk consultations, tracking outcomes and approvals.
- Design and deliver risk training to client-facing teams for understanding and compliance.
- Manage the KYC lifecycle for all client engagements, including CDD, EDD, and ongoing monitoring.
- Interpret AML regulations and create practical policies for client onboarding and verification.
- Work with central compliance to ensure AML frameworks meet regulatory requirements and best practices.
- Support internal audit and external regulatory reviews related to AML and client onboarding.
- Maintain and update internal engagement risk and KYC policies in line with evolving regulations.
- Implement risk scoring tools and assessment templates for decision-making.
- Act as a subject matter expert and escalation point for complex engagement and client acceptance issues.
- Produce regular risk dashboards and reports for senior leadership, highlighting key trends and issues.
- Participate in internal risk committee meetings and advise on risk implications for prospective clients and engagements.
- Liaise with external regulators and professional bodies to stay ahead of emerging risks and regulatory changes.
Requirements
- Professional qualification in AML compliance (e.g., ICA, ACAMS) is desirable.
- Degree in law, accounting / finance, risk, or a related field preferred.
- Solid and rounded experience in a risk function in a professional services firm is helpful.
- A passion for innovation and technology.
Benefits
- A truly hybrid and flexible working environment.
- Opportunity to be at the forefront of AI-driven advisory services.
- Encouraged to deploy the latest analytical tools and approaches.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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