Analyst conducting Enhanced Due Diligence on high - risk Canadian clients at RBC. Collaborating with business partners to assess AML risks and ensure compliance.
About the role
- Senior Manager overseeing a complex governance and control function at TD Bank. Leading talent development, strategy alignment, and ensuring compliance across significant risk areas.
Responsibilities
- Oversees and leads a highly complex and diverse governance and control function for an area of significant risk, complexity or scope
- Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
- Manages and oversees the overall discipline and strategy for the respective areas while aligning to the enterprise best practices
- Provides coaching, mentorship and guidance to practitioners, business, executives within area of expertise
- Sets operational team direction and collaborate with others to execute on common goals
- Develops, communicates and implements a holistic governance and control strategy for own specific business function in support of and integrated with the overall business strategy
- Ensures all administration, control and compliance activities are complete and accurate to meet targets for own area
- Ensures an integrated and aggregated view of all related business risk and control activities across the overall function providing escalations, recommendations, and decision support to leadership
- Provides functional / business level communications to ensure messages to stakeholders and/or employees are consistent, appropriate and aligned to business risk strategies and executive management direction
Requirements
- 4-year degree or equivalent experience
- 10+ years of related experience
- Demonstrated track record of cost, quality and schedule control of projects
- Proven ability to effectively manage projects
- Strong negotiation and conflict resolution skills
- Detail oriented
- Ability to exercise sound judgment
- Excellent oral and written communication skills
- Strong teamwork and client skills
- Highly motivated
- In-depth knowledge of construction standards, work methods, equipment and materials, operating practices and applicable codes
- PC proficiency in MS Access, MS Word, MS Excel
- Highest personal & professional integrity & standards, & advance TD's vision & protect the brand
- Excellent judgment, including achieving the right risk/reward balance
- Transparent communicator & respected TD representative, both internally and externally
- Advance TD's leadership development, employee experience & diversity agenda
- Role-models behaviors consistent with TD's leadership profile
- LOB knowledge (home lending, serving, default management) preferred
- Knowledge of control work (regulations, citations, obligations, writing controls) preferred
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development and training programs
- Reward and recognition programs
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Risk Analyst - Treaty Broker supporting client relationships and conducting market research in insurance. Collaborate with clients and enhance relationships through proactive communication and support.
Manager for Enterprise Risk Management at PCCW Group overseeing risk assessments and compliance. Collaborating across teams to enhance governance and implement risk strategies.
VP Workforce Management Lead in Risk at Citi optimizing human capital metrics and resource management. Collaborating across teams to deliver reporting and process improvements while supporting chief risk priorities.
Leader of Project and Program Governance at S&P Global overseeing enterprise - wide projects and initiatives. Driving transformative technology vision and high - performance culture across the organization.
Senior Manager, Vendor Risk leading operational controls and risk management at Fidelity Investments. Collaborate with business partners to ensure quality assurance and operational excellence.
Operational Risk Management Expert at Richter responsible for group - level risk management framework and risk assessments. Supporting corporate learning processes and compliance with regulations while enhancing risk culture.
Data Governance Analyst ensuring high - quality data governance and compliance for U.S. Bank Operations. Collaborating with stakeholders to enhance data quality standards and supporting data management strategies.
Payment System Technology, Risk and Controls Lead at AIG leading risk management initiatives. Collaborating with project teams to ensure efficient technology delivery and compliance.
Director of Asset Management Risk overseeing resiliency and risk practices for Fidelity’s global Asset Management business. Shaping strategy and collaborating across teams to enhance operational readiness.