Werkstudent Compliance supporting compliance management system development and conducting risk analyses. Collaborating in team tasks and organizing compliance training sessions.
About the role
- Senior Compliance & Governance Analyst guiding compliance management and corporate governance at BMW Financial Services. Role involves regulatory risk assessments, compliance reporting, and training initiatives.
Responsibilities
- Supports the Compliance Manager in the operation of the local Compliance Management System covering these ten Compliance Instruments: Definition and regular update on compliance strategy.
- Management of monitoring of relevant legal requirements for compliance.
- Regular compliance risk assessments, including privacy impact assessments, AML, Consumer Protection and Data Privacy Protection requirements analyses.
- Management of internal rules and regulations.
- Regular compliance communication towards employees.
- Regular compliance trainings and business coaching.
- Implementation of compliance processes and tools.
- Compliance case management (e.g., inquiries by employees, customers and authorities, complaints and incidents) including management of compliance measures.
- Regular and ad-hoc compliance reporting to local management, central compliance functions, and where applicable, to supervisory authorities.
- Compliance spot checks, including audits, to ensure effectiveness of internal compliance instruments and measures.
- Applies these compliance instruments to identify and mitigate potential compliance risks.
Requirements
- Post secondary degree in related field of study
- Relevant compliance related certification(s) such as CAMS, CIPM, CIPP/C
- 3-5 years of relevant, professional experience, preferably in the Financial sector
- Excellent understanding and working knowledge of regulatory requirements including Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA), federal / provincial privacy legislation, and consumer protection legislation.
- Excellent communication (written, oral & presentation), critical thinking, relationship management and project management skills.
- Advanced Microsoft Office skills.
- Strong written skills with the ability to draft policies and training materials.
- Strong interpersonal and organizational skills.
- Self-directed / self-starter (i.e. entrepreneurial, proactively identifies necessary and/or value added tasks; appropriately self-identifies areas in which to engage.
- Self-motivated, results-driven and strong attention to detail.
- Ability to work in a fast-paced environment and respond well under pressure and tight deadlines.
- Automotive industry experience would be an asset.
Benefits
- An award-winning culture.
- Cutting edge innovation and creativity.
- Incredible BMW, MINI and Motorrad employee vehicle/motorcycle programs.
- Flexible working models.
- Highly competitive compensation.
- Performance incentives programs.
- First-rate health and wellness benefits.
- Education reimbursement.
- World-class office space.
- Fresh & nutritious meals in our amazing fully staffed, and subsidized, onsite cafeteria.
- Fully stocked coffee/tea bar.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Regulatory Affairs Specialist overseeing regulatory submissions in SEA for global medical device company. Ensuring compliance and managing stakeholder communications for product regulations.
Senior Associate supporting compliance solutions for institutional clients in asset management. Delivering regulatory compliance and risk management expertise within a hybrid work environment.
Compliance Analyst supporting the management of compliance models and processes at Tenpo. Contributing to building a solid compliance culture focusing on crime prevention and data protection.
Advertising Compliance Specialist ensuring compliance and operational excellence in the insurance sector. Collaborating on regulatory changes and supporting product development in a hybrid role.
Intern coordinating regulatory projects and compliance for Eversource Energy, engaging with legal, regulatory, and business teams. Involves monitoring regulatory changes and ensuring compliance across your duties.
Regulatory Policy Specialist developing regulatory case filings and strategies supporting company goals at Xcel Energy. Collaborating with stakeholders and senior management to ensure compliance and effective communication.
Experienced Quality Systems Specialist at Boeing supporting FAA Certification activities. Involves quality assurance plans and audits in manufacturing and regulatory environments.
Manager overseeing leave and immigration compliance at Cedars - Sinai Medical Center. Ensuring adherence to laws while leading HR and compliance teams.
Chief of Regulation overseeing programmatic and operational activities for Florida's Division of Licensing. Responsible for budget management and ensuring compliance with policies and procedures.