Audit Manager ensuring high-quality audits across Sales and Trading businesses. Lead audit projects, engage stakeholders, and drive improvements in compliance processes.
Responsibilities
Contribute to the delivery of high-quality audits across the end-to-end Sales and Trading businesses within the Group.
Lead audits or elements of large audits in accordance with the agreed plan, with relative autonomy.
Support control testing and identify areas of concern, articulating the potential challenge.
Support senior colleagues build meaningful stakeholder relationships whilst making their own connections.
Proactively suggest & deliver improvements in current compliance processes.
Conduct research considering multiple perspectives and bring the outside in to enable analysis of key themes and external trends.
Actively role model the Group values and behaviours.
Put the team first by coaching with purpose, being present with the team and openly communicating expectations.
Freely share insight and timely, direct, effective feedback that contributes to the success of the delivery plan and leaves a positive, sustainable impact on the function.
Requirements
An end-to-end understanding of sales and trading businesses (across FX, Rates, and Credit), including key risks and controls across the front office, middle office, back office, risk and product control.
A solid understanding of the regulatory landscape and key requirements.
The ability to lead and take ownership for delivery, and championing colleagues' growth and development.
The ability to deliver risk and control assurance activity that is timely, impactful, insightful and valued by stakeholders.
The ability to understand and interpret Group and Business Unit Strategy and connect audit delivery and business monitoring insights to such strategies at the Macro level.
The ability to analyse, understand and communicate data as information, and to use data to drive effective audit outcomes.
The ability to prioritize your work and that of others effectively to ensure timely and value-added delivery.
An understanding of Debt Capital Markets products, risks and controls
A markets relevant professional qualification
Trade, Electronic and Voice Surveillance Frameworks
Data Analytics (SQL, Python etc.)
Benefits
A generous pension contribution of up to 15%
An annual performance-related bonus
Share schemes including free shares
Benefits you can adapt to your lifestyle, such as discounted shopping
30 days’ holiday, with bank holidays on top
A range of wellbeing initiatives and generous parental leave policies
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