Hybrid Markets Audit Manager – Vice President

Posted last month

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About the role

  • Contribute to the delivery of high-quality audits across the end-to-end Sales and Trading businesses within the Group.
  • Lead audits or elements of large audits in accordance with the agreed plan, with relative autonomy.
  • Support control testing and identify areas of concern, articulating the potential challenge.
  • Support senior colleagues build meaningful stakeholder relationships whilst making their own connections.
  • Proactively suggest & deliver improvements in current compliance processes.
  • Conduct research considering multiple perspectives and bring the outside in to enable analysis of key themes and external trends.
  • Actively role model the Group values and behaviours.
  • Put the team first by coaching with purpose, being present with the team and openly communicating expectations.
  • Freely share insight and timely, direct, effective feedback that contributes to the success of the delivery plan and leaves a positive, sustainable impact on the function.

Requirements

  • An end-to-end understanding of sales and trading businesses (across FX, Rates, and Credit), including key risks and controls across the front office, middle office, back office, risk and product control.
  • A solid understanding of the regulatory landscape and key requirements.
  • The ability to lead and take ownership for delivery, and championing colleagues' growth and development.
  • The ability to deliver risk and control assurance activity that is timely, impactful, insightful and valued by stakeholders.
  • The ability to understand and interpret Group and Business Unit Strategy and connect audit delivery and business monitoring insights to such strategies at the Macro level.
  • The ability to analyse, understand and communicate data as information, and to use data to drive effective audit outcomes.
  • The ability to prioritize your work and that of others effectively to ensure timely and value-added delivery.
  • An understanding of Debt Capital Markets products, risks and controls
  • A markets relevant professional qualification
  • Trade, Electronic and Voice Surveillance Frameworks
  • Data Analytics (SQL, Python etc.)

Benefits

  • A generous pension contribution of up to 15%
  • An annual performance-related bonus
  • Share schemes including free shares
  • Benefits you can adapt to your lifestyle, such as discounted shopping
  • 30 days’ holiday, with bank holidays on top
  • A range of wellbeing initiatives and generous parental leave policies

Job title

Markets Audit Manager – Vice President

Job type

Experience level

Lead

Salary

£87,552 - £97,280 per year

Degree requirement

Bachelor's Degree

Tech skills

Location requirements

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