Head of Compliance and Financial Crime leading compliance frameworks for Aave Labs, regulated by the Central Bank of Ireland. Ensuring adherence to regulatory obligations across jurisdictions.
SG
Hybrid KYC Quality Control Associate
Posted 3 months ago
About the role
- KYC Quality Control Associate ensuring compliance with AML regulations in SMBC's operations. Involves onboarding and quality control of customer information to maintain data integrity in accordance with internal policies.
Responsibilities
- Ensures operational efficiencies and customer data integrity in accordance with internal policies and procedures of SMBC
- Performs new customer on boarding, account opening, account updates and static data maintenance
- Provides quality control of KYC (Know Your Customer) and CIP customer information
- Ensures adherence to the SMBC KYC Program
- Conducts background checks (i.e., OFAC, politically exposed persons, 311 and adverse information checks)
- Troubleshoots routine and complex issues with KYC/CIP system and various subsystems to resolution
Requirements
- Very strong technical knowledge of AML, Bank Secrecy Act, Foreign Asset Control
- Very strong level knowledge of KYC (Know Your Customer) process and regulations
- Strong knowledge of banking policies, statutory and compliance regulations
- Strong knowledge of market practices related to compliance operations
- Good judgement, sense of urgency and accountability; time-management skills; critical thinking skills
- Ability to supervise and train others
- Ability to execute in a high pressure environment
- Good interpersonal skills
- Strong written and verbal communication skills
Benefits
- Competitive portfolio of benefits to employees
- Annual discretionary incentive award
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