Manager in Global Financial Controls assessing key risks and controls at Fidelity Investments. Collaborating with senior leaders to streamline processes and enhance financial auditing procedures.
About the role
- Financial Institution Regulatory Compliance Manager at Baker Tilly focusing on risk management and regulatory compliance for financial institutions. Lead engagements and implement compliance strategies while supporting team development.
Responsibilities
- Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems
- Lead audit and consulting engagements of banks, credit unions, fintechs, and specialty finance organizations to determine institutions compliance with lending and depository regulatory requirements
- Implement new or updated regulatory requirements, and translate regulatory requirements to ensure financial institution compliance
- Continually stay up-to-date on all existing compliance regulations
- Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programs
- Support our internal audit practice as Subject Matter Expert on regulatory and compliance topics
- Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements
- Manage client engagement teams, along with staffing, billings/collections, and ensure client profitability targets are met
- Utilize your entrepreneurial skills to network and build strong relationships internally and externally with clients and the community
- Invest in your professional development individually and through participation in firm wide learning and development programs
Requirements
- Bachelor’s degree in accounting, finance, or a related program
- 5+ years experience with regulatory compliance
- 1-2 year(s) management experience
- CIA or CRCM designation(s) required
- CRCM Certification strongly preferred. Also open to candidates willing to obtain CRCM Certification in the future.
- Experience working with FDIC, OCC, CFPB, NCUA, and state regulations
- Experience as a client serving professional for a consulting firm preferred
- Excellent analytical, technical, and problem-solving skills, with strong attention to detail
- Exceptional verbal and written communication, collaboration, and time management skills
- Strong sense of urgency and client responsiveness
- Ability to travel
Benefits
- Enjoy friendships, social activities and team outings that encourage a work-life balance
- Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Financial Navigator guiding patients through their financial journey during their stay and post discharge at healthcare facilities. Involves educating patients and addressing financial queries.
Senior Financial Analyst at BURGA handling budgeting, forecasting, and performance analysis in a fast - paced environment. Collaborating on strategic decisions and supporting leadership with actionable insights.
Investment Banking Associate at KeyBanc Capital Markets supports advisory and capital mandates. Collaborates with industry bankers and executes various analyses and presentations.
Senior Financial Analyst at Eversource Energy ensuring expense and capital budget performance. Performing financial analysis, collaborating with operations leaders in investment decisions and budget management.
SVP - Wholesale Credit Delivery managing complex debt transactions and client relationships in the financial services sector. Collaborating with various teams to facilitate financing solutions and risk management strategies.
FP&A Director responsible for advanced financial planning and strategic growth initiatives at YouTrip, the leading multi - currency payment platform in Asia Pacific.
Director of Finance overseeing financial operations, cash management, and strategic planning at Freudenberg. Managing risks and leading the finance team while ensuring compliance and reporting standards are met.
Commercial Finance Manager supporting growth and decision - making at Treatwell. Partnering closely with senior management to drive profitability and long - term growth.
Cashflow Finance Associate role at a fintech helping SMEs with funding needs. Engage in structuring, analyzing, and managing lending opportunities within a dynamic team.