XE
Xcel EnergyRegulatory Policy Specialist
Regulatory Policy Specialist developing regulatory case filings and strategies at Xcel Energy. Collaborating with senior management to ensure compliance and effective communication with stakeholders.
About the role
- Ensure regulatory compliance by enforcing internal and regulatory guidelines, covering national and international laws and conventions related to Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), and Proliferation Financing (PF) — financing of the proliferation of weapons of mass destruction.
- Monitor clients and transactions, conducting ongoing analyses to identify potential irregularities, risks, and non-compliance in transactions and customer profiles.
- Prepare reports and advisory opinions to support strategic decisions and promote the mitigation of regulatory risks.
- Develop corporate policies and materials by creating, reviewing, and maintaining institutional documents such as policies, manuals, and training content.
- Liaise with regulators and auditors, responding to requests from regulatory bodies, self-regulatory organizations, auditors, and internal control teams, ensuring alignment with required standards and requirements.
- Promote training and knowledge sharing, disseminating information, best practices, and training aimed at the continuous improvement of the team and the organization.
Requirements
- Currently enrolled in a degree program in Law, Business Administration, Economics, International Relations, Accounting, or related fields.
- Intermediate proficiency in Microsoft Office, especially Excel.
- Knowledge of the financial market and key applicable regulations, such as CVM (Brazilian Securities and Exchange Commission), ANBIMA, and the Central Bank of Brazil (desirable).
- Familiarity with foreign exchange regulations (desirable).
- Understanding of the regulatory framework related to Anti-Money Laundering (AML) (desirable).
Benefits
- Health insurance
- Dental insurance
- Meal allowance
- Life insurance
- TotalPass
- Wellhub (GymPass)
- PPR (profit-sharing / performance bonus)
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
MA
MassMutualLead, Insurance Product Compliance
Lead, Insurance Product Compliance offering guidance on compliance risks and solutions for insurance underwriting. Collaborate with stakeholders and perform data analysis to recommend compliance actions.
RB
Regions BankFair Lending Compliance Manager
Compliance Manager overseeing Fair Lending Program at Regions Bank. Directing compliance reviews, advising leadership, and managing training and oversight initiatives.
SH
Syneos HealthCommercial Compliance & Ethics Analyst
Commercial Compliance Analyst supporting launch and compliance of commercial field teams at Syneos Health. Collaborating across teams to ensure adherence to regulatory requirements and develop training.
Compliance Analyst responsible for operational execution of licensing program for Nuvei. Handling regulatory reporting, license maintenance, and governance metrics.
Partner Commercial Manager focusing on license compliance strategies for AVEVA’s software revenues in India. Collaborate with sales and legal teams to ensure compliance and drive growth.
LG
LSEG (London Stock Exchange Group)Compliance Assistant Manager, Benchmarks & Indices
Compliance Assistant Manager supporting FTSE Russell operations and compliance frameworks at LSEG. Driving regulatory excellence with key responsibilities in risk management and governance.
JG
juris GmbHLegal Counsel, Compliance
Legal Compliance Officer at juris GmbH focusing on central compliance requirements and legal standards. Engaging with management to strengthen legal security and implement compliance in processes.
SG
Scania GroupCompliance Officer
Compliance Officer supporting implementation of compliance frameworks in TRATON Financial Services. Collaborating across departments and focusing on AML and GDPR compliance in Romanian and Bulgarian markets.
CB
Constellation BrandsData Privacy and Compliance Manager
Manager of Privacy & Data Compliance at Constellation Brands overseeing privacy operations and ensuring data protection across teams. Collaborating with business units to maintain regulatory compliance and manage risks.