Head of Regulatory Disclosures to lead and ensure accurate regulatory filings at Vanguard. Oversee end - to - end fund disclosures process and manage risks in a collaborative environment.
HB
Hybrid Compliance Group Manager – Program / Advisory
Posted 2 months ago
About the role
- Compliance Group Manager assisting with regulatory compliance in Fair Lending and Responsible Banking. Building relationships, managing risks, and overseeing complaint management initiatives.
Responsibilities
- Assist the Enterprise Compliance Risk Director of Fair and Responsible Banking with providing regulatory compliance guidance
- Build strong working relationships with business leaders
- Identify potential fair banking compliance risks
- Assist with regulatory change, Internal Audits, Examination oversight, project management, and ongoing development
- Provide oversight and help drive enhancements of the enterprise complaint management program
- Manage and oversee the timely completion of file reviews
- Assess marketing initiatives and selection criteria for potential fair banking concerns
- Coordinate the quarterly Fair and Responsible Banking Sub-Committee
- Scheduled updates to respective fair banking policies and programs
- Develop collaborative relationships and stay informed of strategic initiatives
Requirements
- Bachelor's Degree or four or more years of equivalent work experience
- 5 or more years of applicable experience in regulatory compliance, legal, or operational risk management
- Ability to analyze federal consumer protection regulations and apply them in real-world contexts
- Strong and proficient in Excel and Project Management skills
- Regulation B, Fair Housing Act and UDAAP subject matter expert
- Mortgage lending, Retail Banking compliance and/or risk management experience
- Working knowledge of Enterprise complaint management framework
- Excellent analytical, problem-solving, interpersonal, and communication skills
- Ability to research and address issues timely and flexible under short/unplanned deadlines
Benefits
- health insurance coverage
- wellness program
- life and disability insurance
- retirement savings plan
- paid leave programs
- paid holidays
- paid time off (PTO)
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Regulatory Reporting & Compliance Specialist at American Family Insurance managing critical regulatory data calls and filings. Collaborating with diverse teams and researching state laws for compliance.
Development Airworthiness and Regulatory Engineer working with Boeing on certification activities and safety initiatives. Collaborating across teams to ensure aerospace safety standards are met in development programs.
Director of Compliance at PayPal establishing risk management strategies. Influencing executive - level decisions and partnering with stakeholders for compliance in financial technology.
Expert Compliance & Risk Consultant collaborating with Electric Engineering and Planning teams. Overseeing NERC Planning standards and compliance while developing strategies for risk mitigation.
Product Compliance Analyst ensuring regulatory compliance for a wide range of products at Grainger. Responsible for documentation, research, and internal reporting on compliance issues.
Responsible for maintaining the integrity of system access for motorist services. Reports to the Operations Services Manager in the Bureau of Motorist Services Support.
WA
Manager supporting development and implementation of compliance program at Walmart Health & Wellness. Collaborating with stakeholders to ensure regulatory compliance in pharmacy service lines with nationwide travel.
Compliance Manager ensuring effective compliance management systems and regulatory adherence in Berlin's real estate sector. Collaborating with various departments to optimize compliance measures and training initiatives.
Compliance Analyst implementing policies and managing risks at Comgás. Collaborating across departments to ensure corporate governance and compliance measures.