Complete audit and advisory assignments and special projects in accordance with department and IIA standards.
Develop adequate understanding of the risks being handled by the unit being evaluated to assess the controls in place to mitigate these risks.
Assist in planning, driving engagements to deliver on the annual plan and assist project leads in reporting, develop, and maintain positive relationship with management.
Prepare meaningful, concise, and well-articulated working papers, findings, and recommendations.
Lead and communicate expectations regarding work deadlines and deliverables, follow up on open issues with management, maintain open communication and leading the remediation testing of issues.
Apply analytical skills and be open minded to explore different ways to audit and advise, embrace and activity use data analytics.
Lead various SOX processes, assist in SOX Planning, and provide oversight during walkthrough and testing phases.
Requirements
3 to 5 years of internal audit, risk management, operations or equivalent business, advisory or consulting experience.
A university degree or equivalent experience is required.
A recognized accounting (CPA, CA) or auditing (CIA, CISA) designation is preferable, but not essential for candidates with good wealth management industry experience.
Knowledge of audit methodologies, control frameworks and risk management practices, and SOX requirements.
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