Hybrid 1940 Act Attorney

Posted 2 months ago

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About the role

  • 1940 Act Attorney supporting fund clients with regulatory filings and communication with the SEC. Drafting necessary documents and serving as a resource on investment company regulations.

Responsibilities

  • Support fund clients through preparation of registered investment company regulatory filings
  • Draft, review and prepare fund registration statements to be filed with the SEC
  • Draft, review and prepare supplements, exchange listing applications, exemptive relief applications, proxy statements and related filings for the SEC
  • Communicate with the SEC and other regulatory agencies on behalf of fund clients
  • Prepare agendas, resolutions, agreements, policies and procedures for investment company board meetings and related minutes
  • Serve as a resource on regulations and industry developments for fund clients

Requirements

  • Law Degree
  • Licensed to practice in the applicable jurisdiction
  • 10 or more years of related experience
  • Advanced understanding of investment company regulations
  • Excellent verbal and written communication skills with strong attention to detail
  • Excellent research skills
  • Ability to manage multiple tasks simultaneously in a deadline driven environment as well as contribute to department and organizational special projects
  • Ability to work well independently and as a member of a team, which includes the ability to be flexible and adaptable
  • Strong proficiency in computer skills, specifically including document preparation and review in Word or similar applications; strong knowledge of Excel, Outlook and Teams

Benefits

  • Healthcare (medical, dental, vision)
  • Basic term and optional term life insurance
  • Short-term and long-term disability
  • Pregnancy disability and parental leave
  • 401(k) and employer-funded retirement plan
  • Paid vacation (from two to five weeks depending on salary grade and tenure)
  • Up to 11 paid holiday opportunities
  • Adoption assistance
  • Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

Job title

1940 Act Attorney

Job type

Experience level

SeniorLead

Salary

$124,355 - $146,300 per year

Degree requirement

Postgraduate Degree

Location requirements

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