Compliance Officer conducting onsite and remote branch examinations at Aviso Wealth. Join our dynamic team improving the financial well - being of Canadians through compliance oversight.
About the role
- Compliance Specialist ensuring regulatory compliance for European operations at Vanguard. Managing regulatory filings and supporting compliance projects with a collaborative approach.
Responsibilities
- Own and submit regulatory filings via FCA and Swiss portals, staying ahead of regulatory changes
- Coordinate the European Compliance Mandatory Training program and manage the LMS
- Support day‑to‑day delivery of compliance projects, ensuring tasks stay on track and well executed
- Maintain accurate registers, trackers, and documentation across breaches, audits, monitoring actions, and reporting
- Use AI and digital tools to summarise information, draft materials, and support reporting cycles
- Prepare high‑quality materials for senior stakeholders, committees, and boards
- Support onboarding, internal communications, and compliance awareness campaigns
- Manage policy updates, version control, and quality checks
- Coordinate Compliance Risk Assessments and track issues in Archer
- Help run team operations — budget tracking, calendars, governance routines, and workflows
- Identify opportunities to automate and improve processes
Requirements
- A strong proven understanding of FCA systems and controls
- Strong organisation, attention to detail, and ability to work multiple priorities
- Confidence working independently and using initiative
- Clear written and verbal communication skills
- High integrity and professionalism when handling sensitive information
- Confidence working with stakeholders at all levels
- Strong Microsoft Office skills and enthusiasm for using AI/Copilot to work smarter
- Curiosity, proactivity, and genuine interest in developing a compliance career
- A collaborative mindset and desire to drive continuous improvement
Benefits
- Hybrid working model
- Compliance awareness campaigns
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
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