Plan Document Compliance Senior Lead responsible for compliance in defined contribution retirement plans. Analyzing regulations and providing consultative services to institutional clients.
Responsibilities
Evaluate defined contribution retirement plan documents for compliance issues
Provide new plan setup and review suggestions
Research and resolve complex operational and regulatory compliance issues
Communicate findings regarding operational errors and offer alternative courses of action
Analyze impact of new regulations and legislation on client plan needs
Educate team members and clients on legislative and regulatory developments
Serve as a subject matter expert on defined contribution retirement plan document compliance
Requirements
5+ years of experience in defined contribution retirement plan compliance
Strong ability to analyze complex plan documents and regulatory changes
Deep expertise in ERISA and IRS regulations
Experience resolving operational errors under IRS EPCRS or DOL Voluntary Correction Programs
Familiarity with recordkeeping systems and retirement plan administration platforms
Benefits
Superior retirement program
Highly competitive health, wellness and work life offerings
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