OGC Analyst responsible for regulatory compliance and risk management at Latham & Watkins. Focused on sanctions screening and client database analysis.
About the role
- Senior Analyst in compliance risk management at TD Bank. Driving the design and implementation of a forward-thinking compliance program.
Responsibilities
- Assist and collaborate in the design and implementation of a comprehensive data management strategy
- Execute key portions of the enterprise compliance risk assessment
- Collaborate with business units, risk owners, and control partners to gather, validate, and analyze risk and control data
- Support the enhancement of the risk assessment methodology, tools, and governance framework
- Build and maintain datasets, pipelines, dashboards, and reporting processes
- Develop and maintain clear, compelling PowerPoint presentations and executive-level reporting
- Leverage Excel and other tools to process and analyze large data sets
- Participate in regulatory reviews, internal audits, and compliance testing as needed
Requirements
- Undergraduate degree or equivalent work experience
- 5+ years of experience
- 2 - 5 years of experience in compliance, risk management, internal audit, or related fields
- Working knowledge of enterprise risk assessment frameworks
- Advanced Excel skills (e.g., pivot tables, formulas, data wrangling)
- Ability to think strategically and proactively identify opportunities to streamline or enhance risk processes and governance
- Strong communication skills
- Ability to think critically and work independently without direct oversight
- Bachelor’s degree in Business, Finance, Risk, or a related field
- Experience using GRC platforms or risk assessment tools (e.g., Archer, MetricStream, etc.)
- Familiarity with financial services or other highly regulated industries
Benefits
- health and well-being benefits
- savings and retirement programs
- paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- banking benefits and discounts
- career development
- reward and recognition
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