Junior Regulatory Reporting Operations Specialist analyzing vast trade reporting data and ensuring regulatory reporting quality at SEB. Collaborating with teams to resolve reporting issues for regulatory compliance.
About the role
- Manager overseeing compliance governance and operations at TD, a leading financial institution. Leading a team to ensure compliance with regulatory requirements and operational objectives in Canada.
Responsibilities
- manage a team of compliance professionals providing oversight and control related advisory services to compliance partners
- provide guidance, leadership, coaching and development
- work with executive team to develop proactive strategies
- act as liaison with partners and external groups
- lead and develop compliance enterprise-wide frameworks, policies, standards, procedures
Requirements
- undergraduate degree
- relevant professional designations and/or certifications as required
- 7+ years relevant experience
Benefits
- health and well-being benefits
- savings and retirement programs
- paid time off
- banking benefits and discounts
- career development
- reward and recognition programs
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