Compliance Manager leading Compliance Management System and compliance programs at TD Bank. Managing risk assessment and providing advisory support across multiple business lines.
Responsibilities
Manage comprehensive Compliance Management System (CMS) focused on loan performance and servicing
Oversee compliance programs related to risk assessment, exam management, monitoring, reporting, and training
Provide advisory support to portfolio and business on Compliance/Center of Excellence programs
Conduct regulatory reviews including audits and exams
Advise the business of new and changed Compliance regulatory and/or policy changes
Requirements
Undergraduate degree or equivalent work experience
7+ years of experience
Compliance program management experience within a large bank
Demonstrated expertise in Compliance Management Systems (CMS)
Strong knowledge of federal and state banking regulations
Product knowledge across multiple lending and servicing lines of business
Benefits
Health insurance
401(k) matching
Flexible work hours
Paid time off
Remote work options
Job title
Compliance Manager – Compliance Monitoring and Programs
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