Senior Director leading change control and modernization efforts in transfer agency operations for a financial services firm. Responsible for managing a portfolio of process improvement initiatives and team leadership.
Responsibilities
Lead and manage a team of Program Leads, Project Managers and Business Analysts responsible for process modernization and change management.
Be responsible for successful delivery of assigned initiatives.
Provide guidance and oversight on the development of project plans, defining scope, goals, deliverables, timelines, RAID logs, RACI matrices, governance models, process flows, business requirements, status reports.
Coordinate and collaborate with internal teams, stakeholders, and external partners to prepare required documentation and corresponding communications to affect change.
May be required to provide program updates to clients, third parties and senior executives.
Provide executive oversight for assigned initiatives for all aspects of assigned initiatives from preparing business requirements, implementation planning, preparing procedures, training materials, creating test plans and overseeing testing efforts.
Working with key business stakeholders within the TA but also peripheral stakeholder teams such as Compliance, Continuity, Client Management, Human Resources and IT for example.
Identify, manage, and resolve project risks, issues, and changes as they arise and recognize when to escalate.
Create and maintain comprehensive project documentation, including progress reports and status updates.
Monitor project progress, track performance, and adjust plans as necessary to stay on track with program deliverables.
Ensure project deliverables meet the expected quality standards and expectations.
Collaborate with colleagues and team members to prepare and issue reporting on project status and lead and coordinate status update meetings.
Partner with the Program Manager to evaluate project performance post-completion and provide actionable recommendations for future initiatives.
Develop culture of continuous efficiency improvements resulting in increased capacity
Requirements
Bachelor’s degree in Finance or related field or equivalent experience
15+ years’ experience in Transfer Agency or Investor Services or related field
Previous operations management experience is required
Strong knowledge of financial services operations in particular with retail alternatives is preferred
Excellent communication skills, including written, listening and presentation abilities
Proven ability to work under pressure and meet deadlines
Strong organizational and relationship building skills
Willingness to travel domestically 25% to 50%
Benefits
Hybrid Work Model & a Business Casual Dress Code, including jeans
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