Senior Associate Lawyer specializing in Venture Capital and M&A at a top - tier law firm. Engaging with clients and influencing startup culture while negotiating key contracts.
About the role
- Compliance Officer analyzing regulations and guiding compliance for Sanlam Life and Savings. Responsible for managing compliance risk and providing training on regulatory requirements.
Responsibilities
- Analyse and interpret regulation and legislation, and using a risk-based approach
- Identification and risk rating of applicable laws and regulations for responsible business units
- Development and implementation of compliance/legislative universe for responsible business units
- Development and implementation of Compliance Risk Management Plans (CRMPs) for core legislative and regulatory provisions
- Compiling monitoring plans indicating the compliance monitoring methodology used and the frequency thereof
- Compiling monitoring reports on the results of monitoring
- Incident reporting, to ensure timeous escalation of compliance risks and incidents
- Interpret regulation and legislation and assist business units with practical implementation thereof
- Advise and provide guidance to management on systems, policies, processes and controls implemented to enable compliance
- Research and communicate applicable legislative developments to all stakeholders
- Assist with the promotion of a culture of compliance and awareness within SRM and actively participating in compliance projects and training initiatives
- Provide training on regulatory requirements to channels
Requirements
- A legal or commercial degree
- Compliance qualification (PG Diploma in Compliance Management) would be advantageous
- Meeting the competence, qualifications and experience requirements to be registered as a Compliance Officer with the Financial Sector Conduct Authority would be advantageous
- Admission as an attorney of a High Court (advantageous)
- 1-3 years’ experience as a Compliance Officer in the Financial Services Industry
- Knowledge of the financial services industry, especially insurance
- A thorough understanding and knowledge of compliance risk management and monitoring programmes
- A thorough understanding and knowledge of the regulatory requirements impacting on the various businesses (e.g. FAIS, FICA, LTIA, PPR, POPIA) will be advantageous
- Decision making skills
- The ability to manage people and processes effectively in instances where non-compliance is identified
- Report writing skills
Benefits
- Competitive salary
- Flexible working hours
- Professional development budget
- Home office setup allowance
- Global team events
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Selling MAPFRE's insurance and financial products to individuals, freelancers, SMEs, and collectives for business growth. Seeking dynamic individuals with a commercial experience and entrepreneurial spirit.
Trainee supporting the Finance Department's strategic objectives at Nestlé. Contributing to special projects and collaborating with various organizational units in Quito.
Senior Financial Manager at Santam overseeing financial operations and strategic decision - making. Responsible for budgeting, forecasting, and process optimisation within the finance team.
Finance Manager ensuring clean and reliable financial processes with a structured approach at Bearpaw, a leading archery sports brand.
Finance Specialist at Tincan overseeing financial accounting and management processes. Responsible for budget oversight, payments, and reporting in a dynamic environment.
Financial Accountant managing fixed and lease assets for Babcock in the defense and engineering sector, ensuring compliance and fostering financial integrity while providing analytical insights.
Director of FP&A at Talkiatry, managing financial planning and analysis for a mental health startup. Collaborating with executives to drive financial decision - making and operational excellence.
Custody Support Worker supporting prison participants with motivational guidance and tailored support. Help individuals reintegrate into the community after incarceration.
Financial Specialist assisting clients with MAPFRE financial solutions and products. Building client relationships and managing commercial activities in a strategic role.