Regulatory Affairs Associate for managing new drug registrations and preparing documentation in the India Market. Collaborating with stakeholders and supporting compliance in bulk drug registration.
About the role
- Senior Compliance Analyst at Pepperstone supporting compliance responsibilities and initiatives for local and global regulations. Collaborating across teams to ensure governance and compliance adherence.
Responsibilities
- Creating and executing the Company’s compliance vision and strategy aligned with business goals and regulatory requirements
- Supporting the Group Compliance Department with LATAM‑related projects, monitoring, and guidance
- Ensuring ongoing compliance with local and international laws, including timely licence applications and audit submissions
- Developing and updating internal policies that reflect the Chilean regulatory environment
- Preparing and delivering reports for the Board, senior leadership, and Group Compliance
- Acting as the Company’s representative with the CMF and other external stakeholders
- Collaborating with legal, risk, finance, operations, technology, and front‑office teams to embed compliance into strategic projects
- Reviewing and performing customer KYC tasks, including OCDD and ECDD
- Conducting and managing investigations of unusual activity
- Supporting global risk assessment processes
- Responding to commercial stakeholder queries and client compliance issues
- Conducting control testing aligned with the Compliance Management Framework
- Contributing to incident, error, and breach assessments and maintaining required registers
Requirements
- Bachelor’s degree in Finance, Law, Business, or related field
- Minimum 5 years’ experience in compliance within financial services (ideally investments)
- Strong knowledge of financial laws and regulations, including CMF
- Experience in retail investments, trading, or retail financial services
- Strong analytical, problem‑solving, and stakeholder engagement abilities
- Excellent communication (written and verbal)
- Ability to manage complex compliance matters
- High ethical standards, integrity, and transparency
- Resilience and adaptability in fast‑paced environments
- Interest and understanding of cryptocurrencies
- **Desirable:**
- Knowledge of AML and financial regulations across multiple jurisdictions
- ICA, ACAMS or other AML‑related qualifications
Benefits
- Competitive salary structure including company bonus scheme
- Genuinely collaborative and friendly culture
- Flexible and hybrid working
- Remote working option – work from anywhere for up to 6 weeks per year
- Ongoing personal development & learning opportunities
- Paid annual leave and paid sick leave
- 3 paid volunteering days per year & Workplace Giving Program
- Periodic recognition and reward programs for outstanding performance and achievements
- Frequent events and celebrations
- Employee Assistance Program & Wellbeing Initiatives.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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