Senior Compliance Advisor supporting Fidelity Stock Plan Services ensuring compliance with regulations and policies. Collaborating across the organization to assess risk and deliver quality decision support.
About the role
- Compliance Manager advising on compliance matters for small businesses at fintech startup. Leading compliance efforts and improving regulatory programs amidst financial products growth.
Responsibilities
- Advising business teams on compliance matters for loans, cash advances, and commercial cards
- Publish written guidance and thought pieces to help your teammates understand relevant subject matter
- Lead remediation efforts if and when issues present themselves, determining root causes, and developing permanent corrective actions
- Liaise with marketing teams to ensure communications align with requirements
- Build, design, or improve compliance policies and processes that will help Parafin become more efficient and effective
- Identify trends and proactively advise on newly identified internal and external risks
- Trust. . . but verify
- Partner with product, finance, marketing, operations, and data teams to build operationally efficient and effective programs
Requirements
- 3+ years of experience in regulatory compliance, business banking, or commercial card
- Familiarity with BSA/AML/OFAC/KYC, UDAP, Fair Lending/ECOA and deep subject matter in at least one of them
- Dynamic multi-tasker who can juggle multiple priorities and complexities with ease
- Comfort working across various business units and levels
- Innovative problem solver
- Awesome communication skills, both written and verbal.
- Experience with bank partners and/or banking regulators (preferred)
- B2B experience at a FinTech (preferred)
- Prior experience overseeing compliance processes (preferred)
- Background working with multiple financial services products (preferred)
Benefits
- Equity grant
- Medical, dental & vision insurance
- Unlimited PTO
- Work from home flexibility
- Commuter benefits
- Free lunches
- Paid parental leave
- 401(k)
- Employee assistance program
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