About the role

  • Compliance Analyst providing regulatory and compliance support at OM Bank. Managing regulatory obligations and assisting in compliance reporting under senior guidance.

Responsibilities

  • Provide administrative support in relation to regulatory submissions, correspondence, and record‑keeping, including tracking deadlines, approvals, and evidence.
  • Assist in the coordination and maintenance of regulatory registers, action trackers, and compliance monitoring logs.
  • Support the preparation, collation, and review of documentation for submissions to regulators and internal governance forums.
  • Maintain accurate and auditable records of regulatory engagements, approvals, and responses.
  • Draft compliance related processes.
  • Tracking of mandatory compliance training to ensure 100% completion.
  • Provide 2nd line regulatory, risk, and compliance support to management within the business, under the guidance of Compliance leadership.
  • Assist in monitoring adherence to applicable laws, regulations, internal policies, and regulatory commitments.
  • Support Compliance in identifying, escalating, and tracking regulatory risks, issues, and remediation actions.
  • Assist with compliance assessments, thematic reviews, and follow‑up actions.
  • Support ongoing collaboration between the business and Risk Control Functions (Compliance, Legal, Risk).
  • Assist in ensuring that regulatory and compliance requirements are appropriately communicated, documented, and embedded within business processes.
  • Provide administrative and coordination support for compliance‑related governance forums, meetings, and reporting.
  • Assist in drafting compliance reports, management information, and regulatory summaries for internal stakeholders.
  • Support governance processes by coordinating approvals, maintaining evidence of decision‑making, and tracking actions arising from governance forums.
  • Contribute to the maintenance of compliance frameworks, procedures, and guidance notes.
  • Build an understanding of the regulatory environment applicable to the Bank and the financial services industry.
  • Participate in compliance training, regulatory projects, and learning opportunities to develop technical regulatory knowledge.
  • Gradually take on increased responsibility in regulatory risk assessment and compliance activities as experience grows.
  • Work toward obtaining a recognised Compliance Certificate as part of ongoing professional development and to strengthen technical compliance capability.

Requirements

  • Bachelor’s or BCOM degree in Finance, Accounting, Law, or a related field.
  • 2+ years’ experience in compliance related roles.
  • Ability to interpret complex legislation and translate it into clear, practical, plain‑language guidance for business stakeholders.
  • Minute taking for Compliance Committees.
  • Strong analytical and investigative skills.
  • Proficiency in tools such as Excel, and Compliance software.
  • Excellent written and verbal communication.
  • Ability to handle sensitive information with discretion.
  • High attention to detail.
  • Critical thinking and problem-solving abilities.
  • Ability to work under pressure and meet strict deadlines.
  • Collaborative and team-oriented mindset.

Benefits

  • N/A

Job title

Compliance Analyst

Job type

Experience level

JuniorMid level

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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