Hybrid Surveillance Director

Posted 3 hours ago

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About the role

  • Leading a team of analysts conducting real-time surveillance of overnight equity trading. Ensuring compliance with regulatory requirements and maintaining market integrity during extended trading hours.

Responsibilities

  • Lead and develop a team of analysts conducting real-time surveillance of equity trading during overnight sessions
  • Monitor and escalate suspicious trading patterns, market manipulation, and potential insider trading to senior leadership and regulators
  • Oversee identification of unusual price movements, volume spikes, and order book anomalies, ensuring timely intervention
  • Direct review of automated surveillance alerts and material disclosures from listed companies, with clear escalation protocols
  • Make critical decisions on trading interventions, including trade breaks and suspensions, balancing market protection with operational continuity

Requirements

  • Bachelor's degree in Finance, Economics, Business, or a related field
  • 4–6 years of experience in market surveillance, compliance, trading operations, or related regulatory functions
  • Proven ability to lead teams effectively in high-pressure, time-sensitive environments
  • Strong understanding of equity markets, trading mechanisms, and regulatory frameworks
  • Excellent decision-making skills with demonstrated sound judgment in complex situations
  • Advanced degree or relevant certification (e.g., CFA, CAMS, or compliance-related credentials)
  • Experience in a regulated exchange environment or with market surveillance technology platforms

Benefits

  • 401(k) program with 6% employer match
  • Employee Stock Purchase Program with 15% discount
  • Student loan repayment program up to $10k
  • Company paid life and disability plans
  • Generous paid time off
  • Comprehensive medical, dental and vision coverage
  • Health spending account with employer contribution
  • Paid flex days to support mental wellbeing
  • Gym membership discounts
  • Hybrid home/office schedule (for most positions)
  • Paid parental leave
  • Fertility benefits
  • Paid bereavement leave
  • Company gift matching program
  • Employee resource groups
  • Paid volunteer days
  • Education Assistance Program
  • Robust job skills training
  • Professional development opportunities

Job title

Surveillance Director

Job type

Experience level

Lead

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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