OGC Analyst responsible for regulatory compliance and risk management at Latham & Watkins. Focused on sanctions screening and client database analysis.
About the role
- Compliance Specialist managing regulatory complaints and audits for Lendbuzz. Supporting compliance team in risk mitigation and adherence to legal standards.
Responsibilities
- Coordinate regulatory examinations by preparing the initial request list documentation, compiling loan files, and responding to additional requests.
- Manage regulatory complaints, including conducting thorough investigations, gathering all necessary documentation, and preparing timely, well-supported responses.
- Support compliance audits by coordinating responses to initial request list documentation, compiling loan files and addressing and escalating follow up requests.
- Assist in the maintenance and revision of company compliance policies and procedures.
- Execute internal controls testing, assisting in the identification of risks within the organization, testing associated controls, and reporting on the results.
Requirements
- Proven experience in a compliance, legal, or operational role, preferably within the financial services, fintech, or automotive lending industry.
- Demonstrated ability to investigate, manage and draft responses to complaints, examinations, and audits.
- Knowledge of federal and state consumer financial protection laws (e.g., TILA, ECOA, FCRA, UDAAP, GLBA).
- Strong written and verbal communication skills, with the ability to articulate issues clearly and concisely.
- Excellent organizational skills, attention to detail, and a proven track record of managing multiple time-sensitive projects simultaneously.
- Responsible for performing analysis on compliance activities and generating reports for stakeholders.
- Bachelor’s degree; Relevant professional certification (e.g., CAMS, CRCM) or masters degree, a plus.
- Experience in handling and responding to legal requests, a plus.
- Minimum experience of one to three years.
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