Conseiller(ère) en conformité at iA Financial Group focused on regulatory compliance in financial services. Engaging in quality assurance and strategic project support in a collaborative environment.
Responsibilities
Participate in implementing strategies to maximize business quality and ensure compliance with regulatory obligations
Support the Director, Business Quality and the Senior Compliance Advisor in the firm’s strategic projects
Provide positions and recommendations to ensure regulatory compliance of distribution activities
Advise and support various stakeholders and collaborators on applicable compliance rules
Support the Career Network and the Dedicated Network with compliance advice related to the distribution of financial products and services
Collaborate with individual compliance advisors in monitoring business practices
Actively participate in development projects for the Career Network and the Dedicated Network
Contribute to the development of digital tools related to distribution activities by handling compliance aspects
Produce and document reports for management
Collaborate with Business Quality analysts and advisors to strengthen the compliance culture
Participate in risk management by making recommendations, including implementing corrective measures and controls
Requirements
Bachelor’s degree in Law or other relevant field
Minimum of five (5) years’ experience in the financial services sector or in a similar role
Recognized for strategic analytical ability and an advisory service approach
Strong interpersonal and written communication skills
Demonstrates strong rigor, good synthesis skills and the ability to positively influence business partners
Advanced knowledge of the English language
Benefits
Flexible group insurance/benefits
Competitive retirement plan
Employee stock purchase plan
Vacation policy plus wellness and personal development days
Telemedicine
Employee and Family Assistance Program
Ergonomic furniture program
Performance bonuses
Discounts on iA products
Job title
Compliance Advisor – Career Network, Dedicated Network
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