Compliance Associate/Senior Associate supporting Oaktree’s regulatory compliance initiatives in investment management. Collaborating across key compliance areas under the Investment Advisers Act and Investment Company Act.
About the role
- Contract Compliance Administrator maintaining compliance-tracking tools for US and Canadian accounts at Grainger. Collaborating across departments to ensure documentation and compliance standards are met.
Responsibilities
- Maintain the Contract Compliance tools (ISN, Avetta, etc) for all US AND Canadian customer accounts by responding to questionnaires and uploading required documentation.
- Coordinate with Environmental Health and Safety, Legal, Finance, Sales and other business partners as needed to request and obtain required compliance documentation and statistics.
- Maintain a list of customers using these tools and advise leaders on trends.
- Perform special ad hoc projects related to compliance, such as advising on contract language updates for these management tools.
Requirements
- 1+ years of experience supporting contracts administration.
- Excellent organizational, written and verbal communication skills.
- Attention to detail.
- Ability to work and proactively without supervision.
- Ability to handle time-sensitive tasks in a time-sensitive manner.
- Ability to handle large workloads while maintaining high-quality output.
- Proficiency in the latest versions of Microsoft Office, MS Teams and Adobe.
Benefits
- Medical, dental, vision, and life insurance plans with coverage starting on day one of employment and 6 free sessions each year with a licensed therapist to support your emotional wellbeing.
- 18 paid time off (PTO) days annually for full-time employees (accrual prorated based on employment start date) and 6 company holidays per year.
- 6% company contribution to a 401(k) Retirement Savings Plan each pay period, no employee contribution required.
- Employee discounts, tuition reimbursement, student loan refinancing and free access to financial counseling, education, and tools.
- Maternity support programs, nursing benefits, and up to 14 weeks paid leave for birth parents and up to 4 weeks paid leave for non-birth parents.
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