Regulatory Operations Manager supporting a Tier 1 Asset Manager's global transaction reporting. Driving improvements in processes and leading a multi-location team for effective operational support.
Responsibilities
Lead the regulatory operations unit for transaction reporting, acting as the functional owner for BAU delivery.
Manage and develop an onshore/offshore team providing training, guidance and structured performance oversight.
Act as a strategic partner to business stakeholders across initiatives.
Review and enhance the BAU reporting process, underlying infrastructure and data quality.
Support global G20 and SFTR reporting obligations (EMIR, ASIC, MAS, SFTR, etc.), ensuring alignment with regulatory expectations and business priorities.
Work closely with technology, compliance, product and other internal teams to capture requirements and help shape policy implementation.
Serve as an escalation point for reporting exceptions, data issues and structural challenges.
Oversee calculations and communication related to errors and omissions.
Requirements
Minimum 5+ years of experience in regulatory transaction reporting within a buy-side institution preferably.
Hands on experience with regulatory reporting operations such as EMIR, ASIC, MAS, SFTR, or CFTC/SEC-SBSR is essential.
Solid understanding of derivatives, transaction information and reference data, with the capability to interpret requirements, source relevant data, and translate findings into internal workflows.
Broad knowledge of front, middle, and back-office functions within financial institutions.
Benefits
Salary up to £60,000 depending on experience.
12-months initial contract, with a view for permanent internalisation with the end client.
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