Manager, Compliance overseeing federal clients' FOIA compliance and federal contracting adherence. Leading strategic guidance and compliance operations with a focus on effective audits and training.
About the role
- Regulatory Operations Manager supporting a Tier 1 Asset Manager's global transaction reporting. Driving improvements in processes and leading a multi-location team for effective operational support.
Responsibilities
- Lead the regulatory operations unit for transaction reporting, acting as the functional owner for BAU delivery.
- Manage and develop an onshore/offshore team providing training, guidance and structured performance oversight.
- Act as a strategic partner to business stakeholders across initiatives.
- Review and enhance the BAU reporting process, underlying infrastructure and data quality.
- Support global G20 and SFTR reporting obligations (EMIR, ASIC, MAS, SFTR, etc.), ensuring alignment with regulatory expectations and business priorities.
- Work closely with technology, compliance, product and other internal teams to capture requirements and help shape policy implementation.
- Serve as an escalation point for reporting exceptions, data issues and structural challenges.
- Oversee calculations and communication related to errors and omissions.
Requirements
- Minimum 5+ years of experience in regulatory transaction reporting within a buy-side institution preferably.
- Hands on experience with regulatory reporting operations such as EMIR, ASIC, MAS, SFTR, or CFTC/SEC-SBSR is essential.
- Solid understanding of derivatives, transaction information and reference data, with the capability to interpret requirements, source relevant data, and translate findings into internal workflows.
- Broad knowledge of front, middle, and back-office functions within financial institutions.
Benefits
- Salary up to £60,000 depending on experience.
- 12-months initial contract, with a view for permanent internalisation with the end client.
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