Senior Associate supporting compliance solutions for institutional clients in asset management. Delivering regulatory compliance and risk management expertise within a hybrid work environment.
About the role
- Regulatory Operations Manager supporting a Tier 1 Asset Manager's global transaction reporting. Driving improvements in processes and leading a multi-location team for effective operational support.
Responsibilities
- Lead the regulatory operations unit for transaction reporting, acting as the functional owner for BAU delivery.
- Manage and develop an onshore/offshore team providing training, guidance and structured performance oversight.
- Act as a strategic partner to business stakeholders across initiatives.
- Review and enhance the BAU reporting process, underlying infrastructure and data quality.
- Support global G20 and SFTR reporting obligations (EMIR, ASIC, MAS, SFTR, etc.), ensuring alignment with regulatory expectations and business priorities.
- Work closely with technology, compliance, product and other internal teams to capture requirements and help shape policy implementation.
- Serve as an escalation point for reporting exceptions, data issues and structural challenges.
- Oversee calculations and communication related to errors and omissions.
Requirements
- Minimum 5+ years of experience in regulatory transaction reporting within a buy-side institution preferably.
- Hands on experience with regulatory reporting operations such as EMIR, ASIC, MAS, SFTR, or CFTC/SEC-SBSR is essential.
- Solid understanding of derivatives, transaction information and reference data, with the capability to interpret requirements, source relevant data, and translate findings into internal workflows.
- Broad knowledge of front, middle, and back-office functions within financial institutions.
Benefits
- Salary up to £60,000 depending on experience.
- 12-months initial contract, with a view for permanent internalisation with the end client.
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Compliance Analyst supporting the management of compliance models and processes at Tenpo. Contributing to building a solid compliance culture focusing on crime prevention and data protection.
Advertising Compliance Specialist ensuring compliance and operational excellence in the insurance sector. Collaborating on regulatory changes and supporting product development in a hybrid role.
Intern coordinating regulatory projects and compliance for Eversource Energy, engaging with legal, regulatory, and business teams. Involves monitoring regulatory changes and ensuring compliance across your duties.
Regulatory Policy Specialist developing regulatory case filings and strategies supporting company goals at Xcel Energy. Collaborating with stakeholders and senior management to ensure compliance and effective communication.
Manager overseeing leave and immigration compliance at Cedars - Sinai Medical Center. Ensuring adherence to laws while leading HR and compliance teams.
Experienced Quality Systems Specialist at Boeing supporting FAA Certification activities. Involves quality assurance plans and audits in manufacturing and regulatory environments.
Chief of Regulation overseeing programmatic and operational activities for Florida's Division of Licensing. Responsible for budget management and ensuring compliance with policies and procedures.
Compliance Business Oversight Manager managing compliance risk at TD Bank. Overseeing Affiliate Transactions Data Review and providing insights on regulatory compliance.
Regulatory Affairs Professional creating clinical evaluation documents for medical devices in a fast - growing biotech company. Collaborating with stakeholders and ensuring compliance with regulations.