Compliance Manager reviewing broker - dealer and registered investment adviser communications for regulatory compliance. Working collaboratively with diverse business partners in a hybrid work environment.
About the role
- Financial Specialist analyzing regulatory reporting under Basel III at a bank in Zurich. Involves report creation, process improvement, and collaboration with IT.
Responsibilities
- Preparation of regulatory reports containing data on capital and liquidity positions, as well as transparency and disclosure requirements
- Participation in the calculations for Basel III Pillar 1 and Pillar 3 reports for supervisory authorities
- Preparation of annotated ad-hoc reports
- Monitoring compliance with internal controls within the business area
- Further development of regulatory reports and testing of adjusted processes to ensure functionality
- Monitoring regulatory developments and close collaboration with IT on the implementation of updates and new requirements
- Ongoing review and adaptation of existing processes to new market requirements
Requirements
- Master's or Bachelor's degree in Banking & Finance, Economics, or Accounting
- Professional experience in banking in regulatory reporting and project experience in the regulatory field or at a Big Four audit firm
- Knowledge of bank balance sheets and of IFRS and Swiss GAAP standards
- Knowledge of regulatory requirements under Basel III Pillar 1 (capital and liquidity adequacy) and Pillar 3 (transparency and disclosure requirements)
- IT affinity and very good MS Office skills; experience with Axiom
- German and English
Benefits
- Flexible working arrangements
- Very good social and communication skills
- Team-oriented with an interest in collaboration and innovation
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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