Regulatory Affairs Associate for managing new drug registrations and preparing documentation in the India Market. Collaborating with stakeholders and supporting compliance in bulk drug registration.
About the role
- Senior Compliance Analyst conducting due diligence on insurance products and carriers in the firm. Collaborating with compliance, product, legal, and business stakeholders for regulatory evaluations.
Responsibilities
- Conduct upfront and ongoing due diligence on insurance products, including but not limited to:
- Life insurance (term, whole, universal life)
- Variable and fixed annuities
- Fixed indexed annuities
- Long-term care and hybrid products
- Disability insurance
- Perform carrier-level due diligence, including:
- Financial strength and ratings analysis
- Review of statutory filings and public disclosures
- Evaluation of governance, risk management, and operational controls
- Review and assess materials from third-party due diligence providers, regulatory bodies, and rating agencies.
- Analyze product structures, fees, surrender charges, riders, guarantees, illustrations, and disclosures for compliance with regulatory and firm standards.
- Monitor regulatory developments impacting insurance products (e.g., state insurance regulations, NAIC model regulations, suitability and best interest standards).
- Summarize due diligence findings in clear, concise written reports for presentation to internal product, compliance, and risk committees.
- Identify, document, and escalate emerging risks or issues related to existing insurance products or carriers.
- Partner with internal stakeholders (Compliance, Legal, Product Management, Risk, and Advisor Support) to support product governance initiatives.
- Respond to inquiries from advisors and internal partners regarding approved insurance products and historical offerings.
- Participate in periodic product reviews, audits, and remediation efforts as needed.
- Attend industry meetings, regulatory briefings, and conferences to remain current on insurance market and compliance trends.
- Participate in periodic reviews of unique life insurance and annuity cases.
Requirements
- Bachelor’s degree or equivalent experience required.
- Minimum 5+ years of experience in insurance compliance, product due diligence, risk management, or a related regulatory role.
- Demonstrated experience reviewing insurance products and/or carriers within a regulated financial services environment.
- Strong understanding of insurance products and distribution models, including annuities and life insurance.
- Working knowledge of insurance regulatory frameworks, including state insurance regulations and NAIC guidance.
- Ability to analyze complex product features and disclosures and assess compliance and risk implications.
- Experience reviewing financial statements, carrier ratings, and solvency indicators.
- Excellent written and verbal communication skills, with the ability to present complex findings to varied audiences.
- Strong analytical skills with the ability to synthesize large volumes of information into key risks and recommendations.
- High attention to detail and strong organizational skills.
- Ability to manage multiple projects and deadlines in a fast-paced environment.
- Self-motivated professional capable of working independently and collaboratively.
Benefits
- Up to 15% travel
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