Hybrid Compliance Analyst

at Broadridge

• Job title: Compliance Analyst
• Job type: Full Time
• Experience level: Mid level, Senior
• Salary: $65,000 - $70,000 per year
• Degree requirement: Bachelor's Degree
• Location requirements: Hybrid, Edgewood, United States

About the role

• Compliance Analyst at Broadridge supporting risk and control for Investor Communication Solutions. Managing audits, investigations, and internal controls in a hybrid work setting.

Responsibilities

• Conduct Internal Reviews & Audits: Perform periodic reviews or audits to ensure risk is mitigated and compliance procedures are strictly followed.
• Manage Investigations: Conduct or direct internal investigations of compliance issues to identify gaps and implement corrective measures.
• Risk Assessment & Strategy Development: Assess product, compliance, and operational risks, particularly within the ICS business units, and develop strategies that effectively mitigate these risks.
• Oversee Risk Management Processes: Develop and manage comprehensive processes for risk assessment, identification, monitoring, and reduction aligned with our external business objectives.
• Ensure Internal Controls: Maintain a strong internal control environment by ensuring compliance with internal policies, standard operating procedures, and information security protocols.
• Campaign Leadership: Lead campaigns that involve operations, including data processing, programming, and tabulation, while understanding Broadridge pricing models and projecting associated costs.
• Project Guidance: Apply your technical expertise to provide guidance as a project manager, ensuring that structured work assignments meet defined goals and objectives.

Requirements

• Bachelor’s degree in Business, Finance, Accounting, Business Administration preferred
• Experienced in Information Security, Risk mitigation, and industry control frameworks preferred
• Strong Project Management skills
• Proficiency in Microsoft Suite with a high level of proficiency within Excel
• Familiarity with Artificial Intelligence (AI) tools a plus
• Detail oriented with excellent time management skills, and ability to work under pressure while managing multiple projects at one time
• Ability to work both independently and in a team environment
• Strong written and verbal communication skills, with ability to explain data in an engaging manner.

Benefits

• Bonus Eligible
• Access to 8,500+ online courses covering business, leadership, technical, and function-specific topics through our LinkedIn Learning program.