Regulatory Policy Specialist developing regulatory case filings and strategies supporting company goals at Xcel Energy. Collaborating with stakeholders and senior management to ensure compliance and effective communication.
About the role
- Risk & Compliance Executive responsible for regulatory compliance and risk management across operations. Preparing reports on compliance status and supporting audits and inspections in the United States.
Responsibilities
- Ensure compliance with applicable local and international regulations, including the Nigeria Data Protection Act (NDPA) and relevant U.S. regulatory requirements.
- Identify, assess, document, and monitor operational, regulatory, reputational, and compliance risks across all business lines.
- Develop, maintain, and update risk registers, compliance frameworks, policies, and SOPs.
- Ensure accuracy, defensibility, and compliance in processes.
- Lead or support incident response and remediation, including investigations, root cause analysis, corrective actions, and regulatory reporting where required.
- Promote an ethical culture, advising leadership on compliance obligations and managing requests that may expose the business to regulatory or reputational risk.
- Track and ensure timely renewal of licenses, permits, business registrations, insurance policies, and statutory filings.
- Conduct periodic internal audits and compliance reviews, identifying gaps and recommending process improvements.
- Prepare management and executive reports on compliance status, key risks, incidents, and remediation progress.
- Support client audits, regulatory inspections, and third-party due diligence processes.
Requirements
- Bachelor’s degree in Law, Accounting, Finance, Business Administration, Risk Management, or a related field.
- 4–7 years of experience in risk management, compliance, internal audit, or governance, preferably within staffing, HR services, verification, fintech, or regulated environments.
- Strong working knowledge of NDPA and data protection principles.
- Experience managing cross-border compliance (Nigeria and/or U.S. preferred).
- Familiarity with risk assessment frameworks, audit processes, and compliance reporting.
- Strong analytical, documentation, and communication skills.
- High ethical standards and sound professional judgment.
- Ability to work independently and manage multiple priorities.
Benefits
- HMO
- Pension
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Manager overseeing leave and immigration compliance at Cedars - Sinai Medical Center. Ensuring adherence to laws while leading HR and compliance teams.
Experienced Quality Systems Specialist at Boeing supporting FAA Certification activities. Involves quality assurance plans and audits in manufacturing and regulatory environments.
Chief of Regulation overseeing programmatic and operational activities for Florida's Division of Licensing. Responsible for budget management and ensuring compliance with policies and procedures.
Compliance Business Oversight Manager managing compliance risk at TD Bank. Overseeing Affiliate Transactions Data Review and providing insights on regulatory compliance.
Regulatory Affairs Professional creating clinical evaluation documents for medical devices in a fast - growing biotech company. Collaborating with stakeholders and ensuring compliance with regulations.
Manager overseeing regulatory affairs for a German implant company in facial and trauma products. Ensuring compliance with regulations, preparing submissions, and advising on medical affairs.
Compliance Manager reviewing broker - dealer and registered investment adviser communications for regulatory compliance. Working collaboratively with diverse business partners in a hybrid work environment.
Compliance Officer providing regulatory compliance support within the asset services business line. Managing compliance frameworks and guiding risk owners on regulatory obligations.
EMEA Regulatory Specialist providing regulatory support at Univar Solutions. Alongside a global team to handle customer inquiries and compliance in the chemical sector.