Head of Compliance and Financial Crime leading compliance frameworks for Aave Labs, regulated by the Central Bank of Ireland. Ensuring adherence to regulatory obligations across jurisdictions.
SG
Hybrid Financial Intelligence Associate
Posted 3 months ago
About the role
- FIU Associate at SMBC responsible for monitoring financial activities and ensuring compliance. Overseeing investigations and staff training for regulatory practices in financial crimes prevention.
Responsibilities
- Responsible for the monitoring and investigation of all post-account opening and the examination of potentially unusual activities
- Responsible for the day-to-day compliance efforts related to transaction surveillance
- Supervision and quality control of the staff’s completion of alerts reviews, case investigations, and Suspicious Activity Report (SAR) filings
- Ensures that reviews and investigations are performed in accordance with AML policy and procedures
- Maintains statistical reports on a weekly, monthly, quarterly, annually or ad hoc basis
- Ensures department's compliance with all regulatory practices outlined by CPAD BSA/AML/OFAC including SARs
- Identifies and enables the development and training of staff
- Collaborates with VP to achieve improvements to processes and/or systems
- Provides training to new staff
Requirements
- Strong-level knowledge of legal aspects and recordkeeping requirements of banking regulations relating to transaction surveillance (especially AML, BSA and OFAC)
- Expert-level knowledge of market practices related to compliance operations
- Strong ability to direct staff and workflows in accordance with SMBC standards and practices
- Strong sense of urgency and accountability; ability to execute in a high pressure and time-sensitive environment and strong attention to detail
- Expert-level knowledge of Fortent, SAM 8, Actimize, eRCM and C-HUB and other TSU-related systems
- Strong written and verbal communication skills
- Strong interpersonal skills
- Experience with quality assurance activities
- Strong management skills; influencing and delegation skills
- 5 to 7 years of specialized experience in Financial Services Compliance
- CAMS or CFE preferred.
Benefits
- Competitive portfolio of benefits
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
KYC Analyst responsible for verifying customer identities, handling documentation and ensuring compliance at Plum, the smart saving and investing app.
CO
AML Sr. Investigator II overseeing various AML processes within financial services firm. Supervising investigations and coaching team members regarding anti - money laundering protocols and regulations.
Financial Crimes Investigator II investigating fraud and suspicious activity to ensure compliance with regulations. Collaborating across departments and analyzing financial transactions within TBK Bank.
AML/Compliance Team Leader at Truevo supporting regulatory compliance and leading the AML team. Overseeing day - to - day operations and ensuring adherence to EU regulations and standards.
AML Manager strengthening compliance framework at digital banking startup. Key role in enhancing AML/CFT policies and collaborating with internal and external partners.
AML Support Lead managing a team of specialists for customer support at PEXA. Establishing service excellence and collaboration with stakeholders in digital property settlements.
Financial Crime Risk Analyst supporting FCRM programs with analytical and research support. Collaborating with stakeholders and providing compliance program assistance.
Data Product Manager at Barclays directing data architecture to support business strategy and stakeholder needs. Collaborating with engineers and analysts to ensure data quality and accessibility.
Principal Architect redefining Financial Crimes Risk Management systems at Wells Fargo. Shaping architecture for AI - driven capabilities to prevent and respond to financial threats.