About the role

  • Execute and manage daily trading operations for client ETP issuers ensuring creation and redemption trades are processed accurately, efficiently and in compliance with written supervisory procedures, regulatory standards and disclosures
  • Collaborate closely with clients to understand order guidelines, and to obtain approval for custom order types
  • Communicate effectively with authorized participants, market makers, custodians and internal stakeholders, ensuring clear and timely information exchanges, and smooth resolution of trade-related queries or issues
  • Facilitate the authorized participant agreement process for all SS&C Registered Fund Services ETF clients, proactively and independently maintain all AP client relationships in support of the Authorized Participant agreement process
  • Complete regularly scheduled and ad-hoc reporting requests, including trade reporting reports, and quarterly reports, as well as other client and compliance reports
  • Support activities, including but not limited to fund launches, material changes, liquidations, reviewing fund regulatory filings for appropriate disclosures
  • Develop and maintain a deep understanding of market structures, regulations and evolving industry practice to ensure ongoing compliance with SEC, FINRA and exchange specific rules governing ETFs.
  • Supervise, provide training and mentorship to junior operations staff, supporting team development and the maintenance of high professional standards

Requirements

  • Bachelor’s Degree preferred, but not required
  • Minimum 8 years equivalent ETF industry related experience
  • Finra Series 7, Series 24
  • High level of attention to detail and accuracy
  • Excellent analytical and multi-tasking skills
  • Proficient use of MS Office with strong knowledge of Excel, PowerPoint, and Word
  • Excellent communication and interpersonal skills
  • Ability to work independently as well as in a team environment

Benefits

  • Flexibility : Hybrid Work Model and Business Casual Dress Code, including jeans
  • 401k Matching Program, Professional Development Reimbursement
  • Flexible Personal/Vacation Time Off, Sick Leave, Paid Holidays
  • Medical, Dental, Vision, Employee Assistance Program, Parental Leave
  • Discounts on fitness clubs, travel and more!

Job title

Associate Manager

Job type

Experience level

JuniorMid level

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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