Compliance Business Oversight Manager ensuring regulatory adherence and risk management within US wealth management for TD Bank. Collaborating with teams to enhance compliance structures and practices.
About the role
- Analyst overseeing compliance programs at GOL Linhas Aéreas in Brazil. Leading compliance initiatives, reporting, and team training for effective practices.
Responsibilities
- Train and support business areas in decision-making, taking into account the Company's Compliance Program guidelines, applicable laws and industry regulations, and Ethics & Compliance best practices;
- Act as a guardian of the Compliance program, contributing to the development and execution of the Integrity Program, including reviewing monitoring activities, conducting third-party due diligence in accordance with policies and procedures, developing and delivering training, and advising employees on new Compliance policies, procedures, processes and systems;
- Act as an advisor to business areas, preparing recommendations that align with the Compliance Program guidelines;
- Handle compliance matters across different areas and functions;
- Build and maintain a network of relationships to promote the dissemination of Compliance knowledge and initiatives;
- Identify risk areas and propose improvements to create processes that are better aligned with the company's needs;
- Evaluate and analyze process risks based on strategic business analysis, applicable regulations and codes;
- Propose strategic solutions and improvements and submit them to the area's Coordination.
Requirements
- Bachelor's degree in Law, Business Administration, Accounting or related fields (degree or graduation certificate);
- Advanced MS Office skills, with strong proficiency in Excel and PowerPoint, focused on producing reports, dashboards and Compliance metrics;
- Advanced English;
- Proven experience in Compliance;
- Experience managing and supporting a Compliance Program, with a focus on designing and delivering Compliance training and monitoring activities;
- Strong ability to create executive presentations containing Compliance indicators for reporting to company management bodies;
- Knowledge of Corporate Governance, frameworks and legal requirements for publicly traded companies;
- Knowledge of Anti‑Corruption laws (Brazil Law 12.846/13, the U.S. FCPA and the UK Bribery Act);
- Experience in implementing and managing integrity/compliance programs;
- Familiarity with GRC tools (Governance, Risk & Compliance).
Benefits
- Health insurance;
- Dental plan;
- Group life insurance;
- Meal voucher;
- Food allowance (grocery voucher);
- Transportation allowance;
- Profit-sharing (PLR);
- Gympass or Totalpass membership;
- Partnership club with hundreds of affiliated companies (employee discounts);
- Birthday day off.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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