Ops Technical Specialist supporting daily Fed settlement activities at Broadridge. Managing cash reconciliations and trade exceptions in a deadline - driven environment.
About the role
- Wealth Operations Specialist performing entry-level operational tasks supporting US Wealth Management. Engaging with clients and maintaining transaction quality in a financial services environment.
Responsibilities
- Performs specialized operational tasks in support of one or more US Wealth Management lines of business
- Performs basic administrative support tasks while maintaining excellent quality in reporting and responding to clients both internal and external
- Is competent in at least one core Wealth Systems (Tracker, Netx360, FIS Trust Desk) as well as other role specific systems (Fidelity, Lotus Notes, Transtar among others) as needed
- Performs basic processing
- Ensures transactions are confirmed and entered in system, according to established policies and procedures for each type of transaction
- Resolves problems with transactions by communicating directly with client facing advisors, clients and 3rd parties advisors
- Prepares detailed information and reports on transactions and accounts as needed
Requirements
- Undergraduate Degree or High School Diploma with 3+ years related experience required
- A minimum of SIE & Series 99 registration is required; If hired without licenses, candidate will need to acquire within a defined period outlined at time of hire
- Knowledge of accounting entries and procedures
- Knowledge of trust operations processes
- Strong arithmetic skills
- Strong organizational skills
- Time management skills
- Attention to detail
- Interpersonal skills
- Communication skills, both verbal and written
- PC skills
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development
- Reward and recognition programs
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